FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

65 hedge funds and large institutions have $109M invested in First Trust Senior Floating Rate Income Fund II in 2024 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
-5
Holders Change %
-7.14%
% of All Funds
0.94%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
9
Increased
26
Reduced
19
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
$7.64M
2
Pathstone Holdings
Pathstone Holdings
New Jersey
$5.12M
3
Kovitz Investment Group Partners
Kovitz Investment Group Partners
Illinois
$3.64M
4
GC
Guggenheim Capital
Illinois
$5.98M
5
TI
TrueMark Investments
Illinois
$934K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$17.3M
2
LPL Financial
LPL Financial
California
$9.16M
3
SFC
Strategic Financial Concepts
Texas
$289K
4
Bank of America
Bank of America
North Carolina
$7.5M
5
1CP
1607 Capital Partners
Virginia
$3.12M
Name Holding Trade Value Shares
Change 		Shares
Change %
Baird Financial Group
26
Baird Financial Group
Wisconsin
$625K +$21.2K +2,050 +4%
SFS
27
Shaker Financial Services
Virginia
$594K -$81.5K -7,865 -12%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$498K +$787 +76 +0.2%
Osaic Holdings
29
Osaic Holdings
Arizona
$484K -$22.7K -2,193 -4%
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$483K +$100K +9,684 +26%
EAM
31
Everstar Asset Management
North Carolina
$480K +$480K +46,345 New
SA
32
Sanctuary Advisors
Indiana
$417K -$110K -10,606 -21%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$386K +$3.11K +300 +0.8%
AUIM
34
Aegon USA Investment Management
Iowa
$311K – – –
Truist Financial
35
Truist Financial
North Carolina
$298K +$21.9K +2,113 +8%
SFC
36
Strategic Financial Concepts
Texas
$289K -$2.46M -237,572 -89%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$283K +$21.9K +2,113 +8%
LCM
38
Landscape Capital Management
New Jersey
$273K -$142K -13,680 -34%
KWA
39
Kingswood Wealth Advisors
California
$261K -$146K -14,095 -36%
WMG
40
WESCAP Management Group
California
$229K – – –
RA
41
RFG Advisory
Alabama
$222K +$89.1K +8,604 +67%
Carson Wealth (CWM LLC)
42
Carson Wealth (CWM LLC)
Nebraska
$222K +$2K +193 +0.9%
AA
43
Apriem Advisors
California
$218K +$10.4K +1,000 +5%
NFG
44
Nations Financial Group
Iowa
$212K +$212K +20,466 New
UPS
45
UHLMANN PRICE SECURITIES
Illinois
$177K +$177K +17,060 New
SWM
46
SeaCrest Wealth Management
New York
$160K +$16K +1,542 +11%
KAS
47
Kestra Advisory Services
Texas
$118K +$477 +46 +0.4%
CIA
48
Concurrent Investment Advisors
Florida
$116K – – –
RJA
49
Raymond James & Associates
Florida
$111K -$26.4K -2,544 -19%
GWM
50
Geneos Wealth Management
Colorado
$109K +$21.5K +2,079 +25%
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