FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

70 hedge funds and large institutions have $98.1M invested in First Trust Senior Floating Rate Income Fund II in 2024 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 26 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
-2
Holders Change %
-2.78%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
26
Reduced
20
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
$3.76M
2
Baird Financial Group
Baird Financial Group
Wisconsin
$588K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$3.08M
4
GC
Guggenheim Capital
Illinois
$3.6M
5
SRC
Shufro Rose & Co
New York
$823K

Top Sellers

1
RVPG
Relative Value Partners Group
$0
2
COLIM
City of London Investment Management
United Kingdom
$0
3
1CP
1607 Capital Partners
Virginia
$3.69M
4
LPL Financial
LPL Financial
California
$11.8M
5
Invesco
Invesco
Georgia
$3.21M
Name Holding Trade Value Shares
Change 		Shares
Change %
Osaic Holdings
26
Osaic Holdings
Arizona
$493K -$455K -45,162 -48%
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$484K -$11.2K -1,109 -2%
LCM
28
Landscape Capital Management
New Jersey
$403K -$247K -24,500 -38%
KWA
29
Kingswood Wealth Advisors
California
$396K +$237K +23,474 +149%
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$372K +$16.6K +1,642 +5%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$372K +$18.7K +1,854 +5%
WCMNY
32
Westchester Capital Management (New York)
New York
$337K -$99.6K -9,878 -23%
AUIM
33
Aegon USA Investment Management
Iowa
$303K – – –
Truist Financial
34
Truist Financial
North Carolina
$268K – – –
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$254K – – –
WMG
36
WESCAP Management Group
California
$223K – – –
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$214K – – –
AA
38
Apriem Advisors
California
$202K +$38.3K +3,800 +23%
Jane Street
39
Jane Street
New York
$191K +$191K +18,936 New
OC
40
Oppenheimer & Co
New York
$182K +$4.26K +423 +2%
SW
41
Simplicity Wealth
New Jersey
$180K +$180K +17,846 New
RIA
42
Realta Investment Advisors
Delaware
$144K +$4K +397 +3%
SWM
43
SeaCrest Wealth Management
New York
$141K +$1.37K +136 +1%
RJA
44
Raymond James & Associates
Florida
$134K -$9.78K -970 -7%
RA
45
RFG Advisory
Alabama
$130K +$2.76K +274 +2%
KAS
46
Kestra Advisory Services
Texas
$115K +$4.76K +472 +4%
CIA
47
Concurrent Investment Advisors
Florida
$112K +$11.6K +1,150 +12%
WCM
48
Whitener Capital Management
North Carolina
$102K -$31.3K -3,110 -23%
CFB
49
Cullen/Frost Bankers
Texas
$101K – – –
GWM
50
Geneos Wealth Management
Colorado
$85.5K -$12K -1,193 -12%
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