FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

72 hedge funds and large institutions have $115M invested in First Trust Senior Floating Rate Income Fund II in 2024 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
-4
Holders Change %
-5.26%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
8
Increased
27
Reduced
19
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$2.69M
2
Pathstone Holdings
Pathstone Holdings
New Jersey
$535K
3
JRCM
Jones Road Capital Management
New York
$4.26M
4
COLIM
City of London Investment Management
United Kingdom
$4.22M
5
AAM
Advisors Asset Management
Colorado
$3.07M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$25.7M
2
WWM
Wagner Wealth Management
South Carolina
$0
3
GC
Guggenheim Capital
Illinois
$3.3M
4
1CP
1607 Capital Partners
Virginia
$5.83M
5
Invesco
Invesco
Georgia
$4.64M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
26
Shaker Financial Services
Virginia
$614K +$338K +32,668 +122%
Pathstone Holdings
27
Pathstone Holdings
New Jersey
$535K +$535K +51,663 New
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$509K +$104K +10,073 +26%
SRC
29
Shufro Rose & Co
New York
$508K -$34.2K -3,300 -6%
WCMNY
30
Westchester Capital Management (New York)
New York
$448K – – –
BRWA
31
B. Riley Wealth Advisors
Florida
$392K +$112K +11,202 +40%
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$365K +$94.3K +9,108 +35%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$363K -$75.6K -7,306 -17%
AUIM
34
Aegon USA Investment Management
Iowa
$311K – – –
Truist Financial
35
Truist Financial
North Carolina
$276K – – –
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$261K – – –
SFC
37
Strategic Financial Concepts
Texas
$230K +$230K +22,200 New
WMG
38
WESCAP Management Group
California
$229K – – –
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$220K +$28.7K +2,771 +15%
CA
40
Cetera Advisors
Colorado
$201K +$201K +19,381 New
OC
41
Oppenheimer & Co
New York
$182K +$18.1K +1,746 +11%
AA
42
Apriem Advisors
California
$168K – – –
KWA
43
Kingswood Wealth Advisors
California
$163K -$60.2K -5,813 -27%
CAN
44
Cetera Advisor Networks
California
$148K +$8.61K +832 +6%
RJA
45
Raymond James & Associates
Florida
$148K +$19.4K +1,870 +15%
RIA
46
Realta Investment Advisors
Delaware
$144K -$5.28K -510 -4%
SWM
47
SeaCrest Wealth Management
New York
$143K +$32.4K +3,130 +29%
WCM
48
Whitener Capital Management
North Carolina
$137K -$10K -970 -7%
RA
49
RFG Advisory
Alabama
$130K +$130K +12,576 New
KAS
50
Kestra Advisory Services
Texas
$113K +$342 +33 +0.3%
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