FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

76 hedge funds and large institutions have $134M invested in First Trust Senior Floating Rate Income Fund II in 2023 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 24 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
76
Holders Change
+9
Holders Change %
+13.43%
% of All Funds
1.11%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
14
Increased
19
Reduced
24
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$42.3M
2
GA
2
GraniteShares Advisors
New York
$1.51M
3
RVPG
3
Relative Value Partners Group
$5.66M
4
JRCM
4
Jones Road Capital Management
New York
$3.73M
5
LCM
5
Landscape Capital Management
New Jersey
$644K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$9.5M
2
EW
2
Evoke Wealth
California
$0
3
COLIM
3
City of London Investment Management
United Kingdom
$3.74M
4
AAM
4
Advisors Asset Management
Colorado
$2.66M
5
MC
5
Matisse Capital
Oregon
$363K
Name Holding Trade Value Shares
Change 		Shares
Change %
SRC
26
Shufro Rose & Co
New York
$524K +$8K +800 +2%
VEA
27
Virtus ETF Advisers
New York
$493K -$194K -19,233 -28%
WCMNY
28
Westchester Capital Management (New York)
New York
$437K – – –
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$427K +$67.1K +6,655 +19%
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$394K -$59.9K -5,941 -13%
MC
31
Matisse Capital
Oregon
$363K -$341K -33,751 -48%
AUIM
32
Aegon USA Investment Management
Iowa
$303K – – –
BRWA
33
B. Riley Wealth Advisors
Florida
$282K -$113K -11,202 -29%
Walleye Capital
34
Walleye Capital
New York
$271K +$271K +26,820 New
SFS
35
Shaker Financial Services
Virginia
$269K +$20.2K +1,999 +8%
Truist Financial
36
Truist Financial
North Carolina
$269K – – –
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
$264K -$54.4K -5,390 -17%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$255K – – –
WMG
39
WESCAP Management Group
California
$223K – – –
KWA
40
Kingswood Wealth Advisors
California
$218K +$218K +21,591 New
EC
41
Elequin Capital
New York
$210K +$210K +20,830 New
Carson Wealth (CWM LLC)
42
Carson Wealth (CWM LLC)
Nebraska
$186K +$186K +18,439 New
Nomura Holdings
43
Nomura Holdings
Japan
$168K +$168K +16,645 New
CCP
44
Clough Capital Partners
Massachusetts
$167K – – –
AA
45
Apriem Advisors
California
$163K – – –
OC
46
Oppenheimer & Co
New York
$160K – – –
Thrivent Financial for Lutherans
47
Thrivent Financial for Lutherans
Minnesota
$155K -$264K -26,100 -63%
RIA
48
Realta Investment Advisors
Delaware
$145K +$25.4K +2,519 +21%
WCM
49
Whitener Capital Management
North Carolina
$143K -$4.54K -450 -3%
CAN
50
Cetera Advisor Networks
California
$136K +$136K +13,490 New
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2
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