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FCT

First Trust Senior Floating Rate Income Fund II

67 hedge funds and large institutions have $108M invested in First Trust Senior Floating Rate Income Fund II in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $107M → $108M (+$809K)

0% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 20

0.1% less ownership

Funds ownership: 41.66%41.56% (-0.1%)

9% less funds holding

Funds holding: 7467 (-7)

50% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 12

Holders
67
Holders Change
-7
Holders Change %
-9.46%
% of All Funds
1.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
20
Reduced
20
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
26
Sit Investment Associates
Minnesota
$633K
SRC
27
Shufro Rose & Co
New York
$516K
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$450K +$701 +70 +0.2%
WCMNY
29
Westchester Capital Management (New York)
New York
$433K +$197K +19,676 +83%
Thrivent Financial for Lutherans
30
Thrivent Financial for Lutherans
Minnesota
$414K -$136K -13,600 -25%
BRWA
31
B. Riley Wealth Advisors
Florida
$392K +$42K +4,196 +12%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$357K -$215K -21,473 -38%
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$316K -$21.6K -2,160 -6%
AUIM
34
Aegon USA Investment Management
Iowa
$300K
Truist Financial
35
Truist Financial
North Carolina
$266K
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$252K +$11K +1,100 +5%
SFS
37
Shaker Financial Services
Virginia
$247K -$821K -82,019 -77%
WMG
38
WESCAP Management Group
California
$221K
TA
39
TFB Advisors
Kansas
$181K
CCP
40
Clough Capital Partners
Massachusetts
$166K -$497K -49,614 -75%
AA
41
Apriem Advisors
California
$162K
OC
42
Oppenheimer & Co
New York
$159K
WCM
43
Whitener Capital Management
North Carolina
$147K -$1.3K -130 -0.9%
Wealth Enhancement Advisory Services
44
Wealth Enhancement Advisory Services
Minnesota
$142K +$142K +14,225 New
HF
45
HRT Financial
New York
$125K +$126K +12,586 New
RIA
46
Realta Investment Advisors
Delaware
$118K
KAS
47
Kestra Advisory Services
Texas
$108K -$9.24K -923 -8%
RJA
48
Raymond James & Associates
Florida
$102K -$17.7K -1,765 -15%
CFB
49
Cullen/Frost Bankers
Texas
$100K +$30K +3,000 +43%
Qube Research & Technologies (QRT)
50
Qube Research & Technologies (QRT)
United Kingdom
$97.8K +$98K +9,785 New

FCT Hedge Fund Activity: Q3 2023 in Review

67 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate Income Fund II (FCT) for Q3 2023, worth a combined $108M — up 0.75% from $107M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FCT and 6 opened new positions — a net loss of 6 holders — while 20 trimmed existing stakes and 20 added.

The largest buyer was Morgan Stanley, adding an estimated $1.95M. The largest seller was Logan Stone Capital, exiting entirely with an estimated $2.06M sold.

  • 67 institutional investors held First Trust Senior Floating Rate Income Fund II (FCT) as of Q3 2023, down from 74 in Q2 2023.
  • Funds reported $108M of First Trust Senior Floating Rate Income Fund II stock for Q3 2023, up 0.75% quarter-over-quarter.
  • 6 funds opened new First Trust Senior Floating Rate Income Fund II positions in Q3 2023 and 12 closed out, a net change of -6 holders.
  • The largest First Trust Senior Floating Rate Income Fund II buyer in Q3 2023 was Morgan Stanley, an estimated $1.95M added.
  • The largest First Trust Senior Floating Rate Income Fund II seller in Q3 2023 was Logan Stone Capital, an estimated $2.06M sold.

Based on aggregated 13F filings for Q3 2023.