FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

67 hedge funds and large institutions have $108M invested in First Trust Senior Floating Rate Income Fund II in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
67
Holders Change
-7
Holders Change %
-9.46%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
20
Reduced
20
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$18.6M
2
LPL Financial
LPL Financial
California
$13.7M
3
WWM
Wagner Wealth Management
South Carolina
$3.07M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$1.68M
5
JRCM
Jones Road Capital Management
New York
$2.35M

Top Sellers

1
LSC
Logan Stone Capital
Illinois
$0
2
SFS
Shaker Financial Services
Virginia
$247K
3
COLIM
City of London Investment Management
United Kingdom
$4.16M
4
MC
Matisse Capital
Oregon
$697K
5
CCP
Clough Capital Partners
Massachusetts
$166K
Name Holding Trade Value Shares
Change 		Shares
Change %
SIA
26
Sit Investment Associates
Minnesota
$633K – – –
SRC
27
Shufro Rose & Co
New York
$516K – – –
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$450K +$700 +70 +0.2%
WCMNY
29
Westchester Capital Management (New York)
New York
$433K +$197K +19,676 +83%
Thrivent Financial for Lutherans
30
Thrivent Financial for Lutherans
Minnesota
$414K -$136K -13,600 -25%
BRWA
31
B. Riley Wealth Advisors
Florida
$392K +$42K +4,196 +12%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$357K -$215K -21,473 -38%
Cetera Investment Advisers
33
Cetera Investment Advisers
Illinois
$316K -$21.6K -2,160 -6%
AUIM
34
Aegon USA Investment Management
Iowa
$300K – – –
Truist Financial
35
Truist Financial
North Carolina
$266K – – –
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$252K +$11K +1,100 +5%
SFS
37
Shaker Financial Services
Virginia
$247K -$820K -82,019 -77%
WMG
38
WESCAP Management Group
California
$221K – – –
TA
39
TFB Advisors
Kansas
$181K – – –
CCP
40
Clough Capital Partners
Massachusetts
$166K -$496K -49,614 -75%
AA
41
Apriem Advisors
California
$162K – – –
OC
42
Oppenheimer & Co
New York
$159K – – –
WCM
43
Whitener Capital Management
North Carolina
$147K -$1.3K -130 -0.9%
Wealth Enhancement Advisory Services
44
Wealth Enhancement Advisory Services
Minnesota
$142K +$142K +14,225 New
HF
45
HRT Financial
New York
$125K +$125K +12,586 New
RIA
46
Realta Investment Advisors
Delaware
$118K – – –
KAS
47
Kestra Advisory Services
Texas
$108K -$9.23K -923 -8%
RJA
48
Raymond James & Associates
Florida
$102K -$17.7K -1,765 -15%
CFB
49
Cullen/Frost Bankers
Texas
$100K +$30K +3,000 +43%
Qube Research & Technologies (QRT)
50
Qube Research & Technologies (QRT)
United Kingdom
$97.9K +$97.9K +9,785 New
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