FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

74 hedge funds and large institutions have $107M invested in First Trust Senior Floating Rate Income Fund II in 2023 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 26 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
74
Holders Change
-6
Holders Change %
-7.5%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
26
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$12.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$16.4M
3
RVPG
3
Relative Value Partners Group
$4.3M
4
CCP
4
Clough Capital Partners
Massachusetts
$655K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$780K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
AC
2
Almitas Capital
California
$0
3
LSC
3
Logan Stone Capital
Illinois
$2.06M
4
LCM
4
Landscape Capital Management
New Jersey
$132K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4K
Name Holding Trade Value Shares
Change 		Shares
Change %
EW
26
Evoke Wealth
California
$742K – – –
CCP
27
Clough Capital Partners
Massachusetts
$655K +$655K +66,200 New
SIA
28
Sit Investment Associates
Minnesota
$627K – – –
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$566K -$49.1K -4,965 -8%
Thrivent Financial for Lutherans
30
Thrivent Financial for Lutherans
Minnesota
$545K -$28.7K -2,900 -5%
SRC
31
Shufro Rose & Co
New York
$511K -$14.9K -1,500 -3%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$445K -$9.6K -970 -2%
VEA
33
Virtus ETF Advisers
New York
$366K -$60.9K -6,149 -14%
BRWA
34
B. Riley Wealth Advisors
Florida
$346K +$32.9K +3,327 +11%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$334K +$86.2K +8,710 +35%
AUIM
36
Aegon USA Investment Management
Iowa
$297K – – –
PIWA
37
Prevail Innovative Wealth Advisors
Kansas
$283K +$283K +28,630 New
Truist Financial
38
Truist Financial
North Carolina
$264K – – –
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$239K – – –
WCMNY
40
Westchester Capital Management (New York)
New York
$234K – – –
WMG
41
WESCAP Management Group
California
$219K – – –
Goldman Sachs
42
Goldman Sachs
New York
$205K +$9.9K +1,000 +5%
TA
43
TFB Advisors
Kansas
$179K – – –
GMA
44
Glassy Mountain Advisors
Maryland
$161K +$161K +16,312 New
AA
45
Apriem Advisors
California
$160K – – –
OC
46
Oppenheimer & Co
New York
$157K +$157K +15,854 New
WCM
47
Whitener Capital Management
North Carolina
$147K -$3.96K -400 -3%
QL
48
Quarry LP
New York
$138K +$138K +13,900 New
LCM
49
Landscape Capital Management
New Jersey
$132K -$540K -54,509 -80%
SA
50
SFI Advisors
New Jersey
$125K +$10.9K +1,100 +10%
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