FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

80 hedge funds and large institutions have $97.8M invested in First Trust Senior Floating Rate Income Fund II in 2022 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 24 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
+15
Holders Change %
+23.08%
% of All Funds
1.29%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
23
Increased
24
Reduced
20
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1607 Capital Partners
Virginia
$4.43M
2
RVPG
Relative Value Partners Group
$2.68M
3
LSC
Logan Stone Capital
Illinois
$2.07M
4
Morgan Stanley
Morgan Stanley
New York
$6.02M
5
WWM
Wagner Wealth Management
South Carolina
$1.17M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$11.1M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$138K
3
GC
Guggenheim Capital
Illinois
$5.69M
4
EIA
Edgemoor Investment Advisors
Maryland
$7.72M
5
AAS
Ameritas Advisory Services
Nebraska
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MC
26
Matisse Capital
Oregon
$708K – – –
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$643K +$71.1K +7,456 +12%
SIA
28
Sit Investment Associates
Minnesota
$603K +$603K +63,287 New
RJA
29
Raymond James & Associates
Florida
$577K -$54.8K -5,750 -9%
SRC
30
Shufro Rose & Co
New York
$506K +$281K +29,500 +125%
Wells Fargo
31
Wells Fargo
California
$486K +$155K +16,216 +47%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$483K -$3.36K -353 -0.7%
VEA
33
Virtus ETF Advisers
New York
$398K -$61.7K -6,476 -13%
AA
34
AQR Arbitrage
Connecticut
$385K +$385K +40,371 New
EC
35
Elequin Capital
New York
$369K +$369K +38,674 New
LCM
36
Landscape Capital Management
New Jersey
$360K -$78.2K -8,204 -18%
SFS
37
Shaker Financial Services
Virginia
$350K +$34.1K +3,575 +11%
TC
38
TownSquare Capital
Utah
$320K +$105K +10,995 +49%
BRWA
39
B. Riley Wealth Advisors
Florida
$306K -$129K -13,543 -30%
AUIM
40
Aegon USA Investment Management
Iowa
$257K +$116K +12,128 +81%
Truist Financial
41
Truist Financial
North Carolina
$254K -$21.8K -2,291 -8%
AA
42
Apriem Advisors
California
$253K +$19.1K +2,000 +8%
GMA
43
Glassy Mountain Advisors
Maryland
$244K +$244K +25,587 New
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$230K +$19.7K +2,070 +9%
WCMNY
45
Westchester Capital Management (New York)
New York
$225K – – –
WMG
46
WESCAP Management Group
California
$211K – – –
IAIM
47
International Assets Investment Management
Florida
$190K +$190K +19,942 New
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$188K +$188K +19,695 New
Goldman Sachs
49
Goldman Sachs
New York
$188K – – –
IA
50
IFP Advisors
Florida
$185K +$100 +7 +0.1%
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