FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

65 hedge funds and large institutions have $89.4M invested in First Trust Senior Floating Rate Income Fund II in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 24 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
-5
Holders Change %
-7.14%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
24
Reduced
24
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OCM
Oaktree Capital Management
California
$8.08M
2
Invesco
Invesco
Georgia
$5.14M
3
MC
Matisse Capital
Oregon
$742K
4
WAM
Wolverine Asset Management
Illinois
$676K
5
GC
Guggenheim Capital
Illinois
$6.54M

Top Sellers

1
GI
Gradient Investments
Minnesota
$4.21M
2
Morgan Stanley
Morgan Stanley
New York
$4.56M
3
TC
TownSquare Capital
Utah
$226K
4
Bank of America
Bank of America
North Carolina
$12.4M
5
Ameriprise
Ameriprise
Minnesota
$1.02M
Name Holding Trade Value Shares
Change 		Shares
Change %
Rockefeller Capital Management
26
Rockefeller Capital Management
New York
$510K -$6.62K -663 -1%
VEA
27
Virtus ETF Advisers
New York
$482K -$34.6K -3,460 -7%
LCM
28
Landscape Capital Management
New Jersey
$459K +$186K +18,679 +68%
BRWA
29
B. Riley Wealth Advisors
Florida
$457K +$62.6K +6,255 +16%
Wells Fargo
30
Wells Fargo
California
$347K -$74.4K -7,450 -18%
SFS
31
Shaker Financial Services
Virginia
$331K +$74.6K +7,459 +29%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$320K -$21.8K -2,185 -6%
AAS
33
Ameritas Advisory Services
Nebraska
$302K – – –
Truist Financial
34
Truist Financial
North Carolina
$289K +$11.2K +1,118 +4%
RVPG
35
Relative Value Partners Group
$285K +$285K +28,523 New
APA
36
American Portfolios Advisors
New York
$270K -$25K -2,500 -8%
AA
37
Apriem Advisors
California
$245K -$29K -2,900 -11%
WCMNY
38
Westchester Capital Management (New York)
New York
$236K – – –
SRC
39
Shufro Rose & Co
New York
$236K +$25K +2,500 +12%
TC
40
TownSquare Capital
Utah
$226K -$1.1M -110,341 -83%
WMG
41
WESCAP Management Group
California
$221K -$84.4K -8,457 -28%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$220K -$97.6K -9,781 -31%
LSC
43
Logan Stone Capital
Illinois
$203K +$203K +20,303 New
Goldman Sachs
44
Goldman Sachs
New York
$197K -$7.01K -700 -3%
IA
45
IFP Advisors
Florida
$185K – – –
HighTower Advisors
46
HighTower Advisors
Illinois
$182K +$2.5K +250 +1%
OC
47
Oppenheimer & Co
New York
$161K -$71.8K -7,199 -31%
AUIM
48
Aegon USA Investment Management
Iowa
$149K +$149K +14,889 New
DFA
49
DHJJ Financial Advisors
Illinois
$131K -$7.99K -800 -6%
GWM
50
Geneos Wealth Management
Colorado
$129K -$149K -14,917 -54%
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