FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

70 hedge funds and large institutions have $90M invested in First Trust Senior Floating Rate Income Fund II in 2022 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+7
Holders Change %
+11.11%
% of All Funds
1.18%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
23
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OCM
Oaktree Capital Management
California
$2.21M
2
GC
Guggenheim Capital
Illinois
$5.92M
3
EE
EWG Elevate
California
$1.1M
4
LPL Financial
LPL Financial
California
$9.3M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$806K

Top Sellers

1
Stifel Financial
Stifel Financial
Missouri
$1.36M
2
Morgan Stanley
Morgan Stanley
New York
$7.44M
3
Invesco
Invesco
Georgia
$3.67M
4
Bank of America
Bank of America
North Carolina
$12.9M
5
Ameriprise
Ameriprise
Minnesota
$1.29M
Name Holding Trade Value Shares
Change 		Shares
Change %
VEA
26
Virtus ETF Advisers
New York
$516K -$1.34K -134 -0.3%
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$516K +$40.3K +4,040 +8%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$503K -$31.8K -3,180 -6%
Wells Fargo
29
Wells Fargo
California
$421K +$1.8K +180 +0.4%
BRWA
30
B. Riley Wealth Advisors
Florida
$395K +$49.6K +4,953 +14%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$342K -$31.8K -3,186 -9%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$318K +$88.9K +8,899 +39%
WMG
33
WESCAP Management Group
California
$305K – – –
AAS
34
Ameritas Advisory Services
Nebraska
$302K -$127K -12,689 -30%
APA
35
American Portfolios Advisors
New York
$295K +$46.5K +4,650 +19%
GWM
36
Geneos Wealth Management
Colorado
$278K +$9.01K +902 +3%
Truist Financial
37
Truist Financial
North Carolina
$278K +$43.6K +4,361 +19%
AA
38
Apriem Advisors
California
$274K – – –
LCM
39
Landscape Capital Management
New Jersey
$273K +$273K +27,312 New
SFS
40
Shaker Financial Services
Virginia
$256K +$256K +25,642 New
WCMNY
41
Westchester Capital Management (New York)
New York
$236K – – –
OC
42
Oppenheimer & Co
New York
$233K -$90K -9,009 -28%
SRC
43
Shufro Rose & Co
New York
$211K – – –
Goldman Sachs
44
Goldman Sachs
New York
$204K -$20K -2,000 -9%
IA
45
IFP Advisors
Florida
$185K – – –
HighTower Advisors
46
HighTower Advisors
Illinois
$179K +$179K +17,990 New
DFA
47
DHJJ Financial Advisors
Illinois
$139K -$13.5K -1,350 -9%
MHB
48
Midwest Heritage Bank
Iowa
$136K +$136K +13,598 New
RIA
49
Realta Investment Advisors
Delaware
$135K +$7.34K +733 +6%
KAS
50
Kestra Advisory Services
Texas
$127K – – –
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