FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

63 hedge funds and large institutions have $108M invested in First Trust Senior Floating Rate Income Fund II in 2022 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 14 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
-7
Holders Change %
-10%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
10
Increased
27
Reduced
14
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$5.57M
2
TC
2
TownSquare Capital
Utah
$1.33M
3
LPL Financial
3
LPL Financial
California
$10.5M
4
DADC
4
D.A. Davidson & Co
Montana
$3.22M
5
TWM
5
Titus Wealth Management
California
$1.05M

Top Sellers

1
GI
1
Gradient Investments
Minnesota
$9.63M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
Invesco
3
Invesco
Georgia
$5.36M
4
NA
4
NewEdge Advisors
Louisiana
$234K
5
BCM
5
Bluefin Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AAS
26
Ameritas Advisory Services
Nebraska
$540K +$2.89K +230 +0.5%
Wells Fargo
27
Wells Fargo
California
$528K +$244K +19,440 +86%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$470K +$151 +12 +0%
BRWA
29
B. Riley Wealth Advisors
Florida
$434K -$88.9K -7,065 -17%
OC
30
Oppenheimer & Co
New York
$407K -$194K -15,427 -32%
WMG
31
WESCAP Management Group
California
$384K – – –
AA
32
Apriem Advisors
California
$344K +$36.4K +2,900 +12%
GWM
33
Geneos Wealth Management
Colorado
$338K +$9.1K +725 +3%
APA
34
American Portfolios Advisors
New York
$313K +$40.2K +3,200 +15%
WCMNY
35
Westchester Capital Management (New York)
New York
$296K +$223K +17,783 +306%
Truist Financial
36
Truist Financial
North Carolina
$295K – – –
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$288K +$25.1K +2,000 +10%
Goldman Sachs
38
Goldman Sachs
New York
$281K +$281K +22,376 New
SRC
39
Shufro Rose & Co
New York
$265K – – –
CAN
40
Cetera Advisor Networks
California
$264K -$22.8K -1,809 -8%
NA
41
NewEdge Advisors
Louisiana
$234K -$864K -68,653 -79%
NCM
42
Narwhal Capital Management
Georgia
$204K -$3.35K -267 -2%
RJFSA
43
Raymond James Financial Services Advisors
Florida
$198K +$5.17K +412 +3%
DFA
44
DHJJ Financial Advisors
Illinois
$190K -$24.9K -2,000 -12%
IA
45
IFP Advisors
Florida
$185K +$185K +12,955 New
KAS
46
Kestra Advisory Services
Texas
$160K – – –
RIA
47
Realta Investment Advisors
Delaware
$160K +$160K +12,753 New
SPA
48
Sentinel Pension Advisors
Massachusetts
$153K +$2.81K +224 +2%
IWC
49
Integrated Wealth Concepts
Massachusetts
$151K +$151K +11,989 New
JIP
50
Jaffetilchin Investment Partners
Florida
$142K +$142K +12,853 New
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