FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

70 hedge funds and large institutions have $101M invested in First Trust Senior Floating Rate Income Fund II in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 28 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
28
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
$8.88M
2
SFS
Shaker Financial Services
Virginia
$1.56M
3
NA
NewEdge Advisors
Louisiana
$1.05M
4
EW
Evoke Wealth
California
$1.01M
5
GC
Guggenheim Capital
Illinois
$2.67M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$9.98M
2
Bank of America
Bank of America
North Carolina
$15.6M
3
Invesco
Invesco
Georgia
$6.53M
4
JIP
Jaffetilchin Investment Partners
Florida
$0
5
PAG
Private Advisor Group
New Jersey
$396K
Name Holding Trade Value Shares
Change 		Shares
Change %
BCM
26
Bluefin Capital Management
New York
$560K +$560K +46,437 New
RJA
27
Raymond James & Associates
Florida
$515K +$275K +22,810 +115%
AAS
28
Ameritas Advisory Services
Nebraska
$515K +$515K +42,735 New
BRWA
29
B. Riley Wealth Advisors
Florida
$502K +$36.4K +3,012 +8%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$451K -$50.5K -4,190 -10%
HighTower Advisors
31
HighTower Advisors
Illinois
$441K +$441K +36,579 New
PAG
32
Private Advisor Group
New Jersey
$396K -$587K -48,663 -60%
WMG
33
WESCAP Management Group
California
$369K – – –
SWM
34
SeaCrest Wealth Management
New York
$318K -$16.3K -1,346 -5%
GWM
35
Geneos Wealth Management
Colorado
$316K +$59.5K +4,936 +23%
AA
36
Apriem Advisors
California
$295K +$18.1K +1,500 +7%
JPMorgan Chase & Co
37
JPMorgan Chase & Co
New York
$290K – – –
Truist Financial
38
Truist Financial
North Carolina
$283K +$283K +23,439 New
CAN
39
Cetera Advisor Networks
California
$275K +$40K +3,315 +17%
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$273K +$273K +22,649 New
Wells Fargo
41
Wells Fargo
California
$272K -$30.9K -2,560 -10%
APA
42
American Portfolios Advisors
New York
$262K +$6.03K +500 +2%
SRC
43
Shufro Rose & Co
New York
$254K – – –
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$253K +$253K +20,939 New
DFA
45
DHJJ Financial Advisors
Illinois
$208K – – –
LCM
46
Landscape Capital Management
New Jersey
$202K +$202K +16,711 New
NCM
47
Narwhal Capital Management
Georgia
$199K +$16.3K +1,350 +9%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$185K +$7.7K +639 +4%
WCM
49
Whitener Capital Management
North Carolina
$168K -$162K -13,450 -49%
KAS
50
Kestra Advisory Services
Texas
$153K -$27.5K -2,291 -15%
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