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First Trust Multi Cap Growth AlphaDEX Fund

45 hedge funds and large institutions have $74.6M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.02% less ownership

Funds ownership: 47.66%47.65% (-0.02%)

4% less capital invested

Capital invested by funds: $77.6M → $74.6M (-$3.03M)

6% less funds holding

Funds holding: 4845 (-3)

17% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 18

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
45
Holders Change
-3
Holders Change %
-6.25%
% of All Funds
0.78%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
15
Reduced
18
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$490K -$459K -4,680 -46%
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$440K -$392 -4 -0.1%
CAN
28
Cetera Advisor Networks
California
$437K -$62.7K -639 -12%
NL
29
NWAM LLC
Washington
$384K +$98 +1 +0%
LRPA
30
L. Roy Papp & Associates
Arizona
$285K
FAM
31
Flaharty Asset Management
Florida
$256K -$114K -1,164 -29%
IAIM
32
International Assets Investment Management
Florida
$242K +$8.14K +83 +3%
1SB
33
1ST Source Bank
Indiana
$202K
Carson Wealth (CWM LLC)
34
Carson Wealth (CWM LLC)
Nebraska
$184K +$196 +2 +0.1%
Citigroup
35
Citigroup
New York
$84K +$91.5K +933 New
SWM
36
Spire Wealth Management
Virginia
$39K
Fidelity Investments
37
Fidelity Investments
Massachusetts
$26K -$589 -6 -2%
GWM
38
Geneos Wealth Management
Colorado
$20K -$11.3K -115 -34%
LS
39
Leelyn Smith
Illinois
$17K
AWM
40
Avior Wealth Management
Nebraska
$9K
HI
41
Harbour Investments
Wisconsin
$9K
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$5K
APA
43
American Portfolios Advisors
New York
$4.48K
SPIA
44
Steward Partners Investment Advisory
New York
$3K
GRP
45
Global Retirement Partners
California
$1K +$294 +3 +100%
KAS
46
Kestra Advisory Services
Texas
-$327K -3,575 Closed
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
-$270K -2,890 Closed
CA
48
CoreCap Advisors
Michigan
-$23K -250 Closed
TCWM
49
Total Clarity Wealth Management
Illinois
-$20K -215 Closed
SCA
50
Stonebridge Capital Advisors
Minnesota
-$8.44K -86 Closed

FAD Hedge Fund Activity: Q3 2022 in Review

45 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q3 2022, worth a combined $74.6M — down 3.9% from $77.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FAD and 2 opened new positions — a net loss of 3 holders — while 18 trimmed existing stakes and 15 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.03M. The largest seller was LPL Financial, cutting an estimated $1.87M.

  • 45 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q3 2022, down from 48 in Q2 2022.
  • Funds reported $74.6M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q3 2022, down 3.9% quarter-over-quarter.
  • 2 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q3 2022 and 5 closed out, a net change of -3 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q3 2022 was Citadel Advisors, an estimated $1.03M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q3 2022 was LPL Financial, an estimated $1.87M sold.

Based on aggregated 13F filings for Q3 2022.