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First Trust Multi Cap Growth AlphaDEX Fund

56 hedge funds and large institutions have $114M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

8% more funds holding

Funds holding: 5256 (+4)

2.19% more ownership

Funds ownership: 50.09%52.27% (+2.2%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

13% less capital invested

Capital invested by funds: $132M → $114M (-$17.8M)

29% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 21

Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
15
Reduced
21
Closed
6
Calls
$146K
Puts
Net Calls
+$146K
Net Calls Change
+$146K
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$779K -$22.2K -200 -3%
Jane Street
27
Jane Street
New York
$675K +$667K +6,015 New
Osaic Holdings
28
Osaic Holdings
Arizona
$644K -$934K -8,416 -59%
Stifel Financial
29
Stifel Financial
Missouri
$641K +$114K +1,026 +22%
AR
30
Apeiron RIA
Texas
$602K +$5.88K +53 +1%
IA
31
IFP Advisors
Florida
$562K -$53.7K -484 -6%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$550K -$12.1K -109 -2%
FAM
33
Flaharty Asset Management
Florida
$487K -$50.9K -459 -10%
WP
34
WealthPLAN Partners
Nebraska
$487K
WIM
35
WealthPlan Investment Management
Nebraska
$487K +$531K +4,791 New
LS
36
Leelyn Smith
Illinois
$463K +$22.7K +205 +5%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$391K -$69.6K -627 -15%
NL
38
NWAM LLC
Washington
$380K +$181K +1,634 +93%
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$312K -$143K -1,290 -32%
IAIM
40
International Assets Investment Management
Florida
$299K
Carson Wealth (CWM LLC)
41
Carson Wealth (CWM LLC)
Nebraska
$274K +$111 +1 +0%
QPW
42
Quantum Private Wealth
Florida
$266K
1SB
43
1ST Source Bank
Indiana
$252K
CA
44
Cetera Advisors
Colorado
$241K
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$230K -$3.24M -29,227 -93%
WSTAM
46
Wilbanks Smith & Thomas Asset Management
Virginia
$206K -$188K -1,692 -46%
SWM
47
Spire Wealth Management
Virginia
$48K
GWM
48
Geneos Wealth Management
Colorado
$38K
Fidelity Investments
49
Fidelity Investments
Massachusetts
$34K -$3.33K -30 -9%
AWM
50
Avior Wealth Management
Nebraska
$11K +$11.4K +103 New

FAD Hedge Fund Activity: Q1 2022 in Review

56 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q1 2022, worth a combined $114M — down 13% from $132M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FAD positions and 6 closed out — a net gain of 5 holders — while 15 added to existing stakes and 21 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $5.14M. The largest seller was Susquehanna International Group, cutting an estimated $3.24M.

  • 56 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q1 2022, up from 52 in Q4 2021.
  • Funds reported $114M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q1 2022, down 13% quarter-over-quarter.
  • 11 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q1 2022 and 6 closed out, a net change of +5 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q1 2022 was Citadel Advisors, an estimated $5.14M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q1 2022 was Susquehanna International Group, an estimated $3.24M sold.

Based on aggregated 13F filings for Q1 2022.