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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

52 hedge funds and large institutions have $132M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 25 reducing their positions, and 3 closing their positions.

Holders
52
Holders Change
+3
Holders Change %
+6.12%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
12
Reduced
25
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KAS
1
Kestra Advisory Services
Texas
$11.9M
2
LPL Financial
2
LPL Financial
California
$17.5M
3
Goldman Sachs
3
Goldman Sachs
New York
$18.8M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$3.92M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$1.81M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$5.8M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.5M
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$1.47M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$5.64M
5
PAG
5
Private Advisor Group
New Jersey
$2.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
AR
26
Apeiron RIA
Texas
$684K +$684K +5,444 New
VWA
27
V Wealth Advisors
Kansas
$641K – – –
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$630K -$381K -3,030 -38%
FAM
29
Flaharty Asset Management
Florida
$603K -$213K -1,693 -26%
Stifel Financial
30
Stifel Financial
Missouri
$589K +$86.7K +690 +17%
WP
31
WealthPLAN Partners
Nebraska
$527K -$1.87K -17 -0.4%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$517K -$398K -3,164 -43%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$511K -$90.4K -720 -15%
LS
34
Leelyn Smith
Illinois
$492K -$1.63K -13 -0.3%
WSTAM
35
Wilbanks Smith & Thomas Asset Management
Virginia
$465K – – –
IAIM
36
International Assets Investment Management
Florida
$335K – – –
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$307K +$307K +2,443 New
QPW
38
Quantum Private Wealth
Florida
$298K +$298K +2,379 New
1SB
39
1ST Source Bank
Indiana
$283K – – –
CA
40
Cetera Advisors
Colorado
$269K -$69.6K -555 -21%
KA
41
Kovack Advisors
Florida
$231K -$10.3K -82 -4%
NL
42
NWAM LLC
Washington
$220K +$220K +1,753 New
SWM
43
Spire Wealth Management
Virginia
$54K -$54K -430 -50%
CFGS
44
Concourse Financial Group Securities
Alabama
$49K – – –
GWM
45
Geneos Wealth Management
Colorado
$43K – – –
Fidelity Investments
46
Fidelity Investments
Massachusetts
$41K -$621 -5 -1%
BFEC
47
Benjamin F. Edwards & Company
Missouri
$33K +$18.6K +150 +129%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$29K – – –
CWS
49
Confluence Wealth Services
Pennsylvania
$29K +$29K +238 New
TCWM
50
Total Clarity Wealth Management
Illinois
$27K – – –
1
2
3