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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

48 hedge funds and large institutions have $93.5M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+5
Holders Change %
+11.63%
% of All Funds
0.85%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
8
Increased
12
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$5.25M
2
PFA
Plotkin Financial Advisors
Maryland
$6.59M
3
Morgan Stanley
Morgan Stanley
New York
$11.4M
4
FAM
Flaharty Asset Management
Florida
$2M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
$954K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$209K
2
UBS Group
UBS Group
Switzerland
$1.79M
3
LPL Financial
LPL Financial
California
$9.39M
4
Citadel Advisors
Citadel Advisors
Florida
$0
5
PAG
Private Advisor Group
New Jersey
$1.51M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$631K +$132K +1,270 +26%
VFA
27
Voya Financial Advisors
Connecticut
$599K -$312 -3 -0.1%
VWA
28
V Wealth Advisors
Kansas
$595K +$595K +5,732 New
WP
29
WealthPLAN Partners
Nebraska
$529K +$529K +4,695 New
Stifel Financial
30
Stifel Financial
Missouri
$387K +$47.3K +456 +14%
WSTAM
31
Wilbanks Smith & Thomas Asset Management
Virginia
$384K – – –
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$278K +$7.57K +73 +3%
IAIM
33
International Assets Investment Management
Florida
$277K – – –
LI
34
LVZ Inc
Michigan
$272K -$239K -2,304 -47%
1SB
35
1ST Source Bank
Indiana
$261K – – –
Carson Wealth (CWM LLC)
36
Carson Wealth (CWM LLC)
Nebraska
$245K – – –
Baird Financial Group
37
Baird Financial Group
Wisconsin
$219K +$219K +2,106 New
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$209K -$4.95M -47,734 -96%
WAS
39
Wealth Advisory Solutions
Indiana
$204K – – –
GWM
40
Geneos Wealth Management
Colorado
$71K – – –
RFWA
41
RPg Family Wealth Advisory
Massachusetts
$61.8K – – –
Citigroup
42
Citigroup
New York
$48K – – –
CFGS
43
Concourse Financial Group Securities
Alabama
$43K -$39.7K -379 -48%
Fidelity Investments
44
Fidelity Investments
Massachusetts
$31K -$11K -106 -26%
BFEC
45
Benjamin F. Edwards & Company
Missouri
$12K – – –
SPIA
46
Steward Partners Investment Advisory
New York
$4K – – –
SFS
47
Sowell Financial Services
Arkansas
$1K – – –
TI
48
tru Independence
Oregon
$9 +$9 +82 New
Citadel Advisors
49
Citadel Advisors
Florida
– -$1.85M -21,382 Closed
WI
50
Wintrust Investments
Illinois
– -$240K -2,786 Closed
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