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First Trust Multi Cap Growth AlphaDEX Fund

43 hedge funds and large institutions have $80.1M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

2.2% less ownership

Funds ownership: 52.55%50.35% (-2.2%)

2% less funds holding

Funds holding: 4443 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

29% less capital invested

Capital invested by funds: $113M → $80.1M (-$32.8M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
43
Holders Change
-1
Holders Change %
-2.27%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
19
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Cetera Advisors
Colorado
$409K -$4.33M -64,486 -91%
AG
27
Advisor Group
Arizona
$344K -$2.82M -42,076 -88%
VFA
28
Voya Financial Advisors
Connecticut
$324K +$67 +1 +0%
1SB
29
1ST Source Bank
Indiana
$282K
DADC
30
D.A. Davidson & Co
Montana
$254K +$11.7K +175 +4%
WSTAM
31
Wilbanks Smith & Thomas Asset Management
Virginia
$227K
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$153K -$3.83K -57 -2%
GWS
33
Glassman Wealth Services
Virginia
$152K
AIC
34
Ameritas Investment Company
Nebraska
$98K +$107K +1,591 New
Carson Wealth (CWM LLC)
35
Carson Wealth (CWM LLC)
Nebraska
$70K +$67 +1 +0.1%
CFGS
36
Concourse Financial Group Securities
Alabama
$51K +$49.3K +734 +661%
CWA
37
Clarus Wealth Advisors
Arizona
$44K +$1.34K +20 +3%
GWM
38
Geneos Wealth Management
Colorado
$32K
Citigroup
39
Citigroup
New York
$29K +$6.91K +103 +28%
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$25K
CAC
41
Certified Advisory Corp
Florida
$7K
BFEC
42
Benjamin F. Edwards & Company
Missouri
$7K +$7.79K +116 New
WFWM
43
Wechter Feldman Wealth Management
New Jersey
-$10.4M -134,576 Closed
CWM
44
Cornerstone Wealth Management
Missouri
-$589K -36,935 Closed
BCM
45
Breiter Capital Management
Florida
-$283K -3,677 Closed
SWP
46
Stratos Wealth Partners
Ohio
-$51K -667 Closed
SPIA
47
Steward Partners Investment Advisory
New York
-$2K -32 Closed

FAD Hedge Fund Activity: Q4 2018 in Review

43 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q4 2018, worth a combined $80.1M — down 29% from $113M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FAD and 5 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 19 added.

The largest buyer was Susquehanna International Group, adding an estimated $7.39M. The largest seller was Wechter Feldman Wealth Management, exiting entirely with an estimated $10.4M sold.

  • 43 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q4 2018, down from 44 in Q3 2018.
  • Funds reported $80.1M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q4 2018, down 29% quarter-over-quarter.
  • 5 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q4 2018 and 6 closed out, a net change of -1 holder.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q4 2018 was Susquehanna International Group, an estimated $7.39M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q4 2018 was Wechter Feldman Wealth Management, an estimated $10.4M sold.

Based on aggregated 13F filings for Q4 2018.