First Trust Multi Cap Growth AlphaDEX Fund
FAD
34 hedge funds and large institutions have $28.7M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 0 closing their positions.
26% more funds holding
Funds holding: 27 → 34 (+7)
6% more capital invested
Capital invested by funds: $27M → $28.7M (+$1.67M)
0.51% less ownership
Funds ownership: 39.64% → 39.13% (-0.51%)
11% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.58M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$597K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$442K |
| 4 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
+$234K |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$218K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$2.19M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$887K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$303K |
| 4 |
SG Americas Securities
New York
|
-$255K |
| 5 |
LPL Financial
San Diego,
California
|
-$80.7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AIG
26
American International Group
New York
| $37K | -$70.2K | -1,498 | -66% |
|
27
Citigroup
New York
| $21K | – | – | – |
|
|
WEC
28
Winslow Evans & Crocker
Boston,
Massachusetts
| $19.5K | – | – | – |
|
|
NPC
29
National Planning Corporation
El Segundo,
California
| $9.57K | +$9.37K | +200 | New |
|
30
US Bancorp
Minneapolis,
Minnesota
| $8K | – | – | – |
|
|
TRCT
31
Tower Research Capital (TRC)
New York
| $4K | +$3.47K | +74 | New |
|
|
WTB
32
Washington Trust Bank
Spokane,
Washington
| $4K | +$4.21K | +90 | New |
|
|
BRWA
33
B. Riley Wealth Advisors
Boca Raton,
Florida
| $1 | +$1.03K | +22 | New |
|
34
Parallax Volatility Advisers
San Francisco,
California
| – | +$47 | +1 | New |
|
FAD Hedge Fund Activity: Q4 2014 in Review
34 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q4 2014, worth a combined $28.7M — up 6.2% from $27M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FAD positions and 0 closed out — a net gain of 9 holders — while 8 added to existing stakes and 9 trimmed.
The largest buyer was Susquehanna International Group, adding an estimated $1.58M. The largest seller was Morgan Stanley, cutting an estimated $2.19M.
- 34 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q4 2014, up from 27 in Q3 2014.
- Funds reported $28.7M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q4 2014, up 6.2% quarter-over-quarter.
- 9 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q4 2014 and 0 closed out, a net change of +9 holders.
- The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q4 2014 was Susquehanna International Group, an estimated $1.58M added.
- The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q4 2014 was Morgan Stanley, an estimated $2.19M sold.
Based on aggregated 13F filings for Q4 2014.