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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Overview Fund Activity

34 hedge funds and large institutions have $28.7M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
+7
Holders Change %
+25.93%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
8
Reduced
9
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.65M
2
RJA
Raymond James & Associates
Florida
+$623K
3
Wells Fargo
Wells Fargo
California
+$461K
4
PAG
Private Advisor Group
New Jersey
+$244K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$228K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$2.29M
2
Bank of America
Bank of America
North Carolina
-$925K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$317K
4
SG Americas Securities
SG Americas Securities
New York
-$266K
5
LPL Financial
LPL Financial
California
-$84.1K
Name Holding Trade Value Shares
Change 		Shares
Change %
AIG
26
American International Group
New York
$37K -$73.2K -1,498 -66%
Citigroup
27
Citigroup
New York
$21K – – –
WEC
28
Winslow Evans & Crocker
Massachusetts
$19.5K – – –
NPC
29
National Planning Corporation
California
$9.57K +$9.57K +200 New
US Bancorp
30
US Bancorp
Minnesota
$8K – – –
TRCT
31
Tower Research Capital (TRC)
New York
$4K +$4K +74 New
WTB
32
Washington Trust Bank
Washington
$4K +$4K +90 New
BRWA
33
B. Riley Wealth Advisors
Florida
$1 +$1 +22 New
1
2