B. Riley Wealth Advisors’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

B. Riley Wealth Advisors’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-22	Closed	-$1	–	1029
2014 Q4	$1	Buy	+22	New	+$1.03K	﹤0.01%	3541
2014 Q3	–	Sell	-166	Closed	-$7.79K	–	1051
2014 Q2	$7.79K	Buy	+166	New	+$7.5K	﹤0.01%	1882

Other funds holding FAD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

DFIM

Detwiler Fenton Investment Management Boston, Massachusetts $19.3M AUM

SFG

SNS Financial Group Minneapolis, Minnesota $1.16B AUM 13.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

B. Riley Wealth Advisors's FAD Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q1 2015, closing a stake of 22 shares — an estimated $1 sold.

B. Riley Wealth Advisors first reported a position in FAD in Q2 2014 and held it in 2 quarters. The position peaked at $7.79K in Q2 2014. 30 funds tracked by Wall St. Rank hold FAD as of Q1 2015.

B. Riley Wealth Advisors reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 22 First Trust Multi Cap Growth AlphaDEX Fund shares in Q1 2015, an estimated $1.
B. Riley Wealth Advisors first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q2 2014 and held it in 2 quarters.
B. Riley Wealth Advisors's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $7.79K in Q2 2014.
30 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.