B. Riley Wealth Advisors’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-22	Closed	-$1	–	1029
2014 Q4	$1	Buy	+22	New	+$1	﹤0.01%	3532
2014 Q3	–	Sell	-166	Closed	-$7.79K	–	1052
2014 Q2	$7.79K	Buy	+166	New	+$7.79K	﹤0.01%	1882