Parallax Volatility Advisers’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Parallax Volatility Advisers’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1	Closed	–	–	2627
2019 Q2	$0	Hold	1	–	–	﹤0.01%	2877
2019 Q1	$0	Hold	1	–	–	﹤0.01%	3095
2018 Q4	$0	Hold	1	–	–	﹤0.01%	3175
2018 Q3	$0	Hold	1	–	–	﹤0.01%	2839
2018 Q2	$0	Hold	1	–	–	﹤0.01%	2433
2018 Q1	$0	Hold	1	–	–	﹤0.01%	2813
2017 Q4	$0	Hold	1	–	–	﹤0.01%	4200
2017 Q3	$0	Hold	1	–	–	﹤0.01%	2402
2017 Q2	$0	Hold	1	–	–	﹤0.01%	2738
2017 Q1	$0	Hold	1	–	–	﹤0.01%	3839
2016 Q4	$0	Hold	1	–	–	﹤0.01%	3341
2016 Q3	$0	Hold	1	–	–	﹤0.01%	3138
2016 Q2	$0	Hold	1	–	–	﹤0.01%	2773
2016 Q1	$0	Hold	1	–	–	﹤0.01%	2817
2015 Q4	$0	Hold	1	–	–	﹤0.01%	3136
2015 Q3	$0	Hold	1	–	–	﹤0.01%	3212
2015 Q2	$0	Hold	1	–	–	﹤0.01%	3944
2015 Q1	$0	Hold	1	–	–	﹤0.01%	4674
2014 Q4	$0	Buy	+1	New	+$47	﹤0.01%	5227

Other funds holding FAD

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Parallax Volatility Advisers's FAD Position: Q3 2019 in Review

Parallax Volatility Advisers sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q3 2019, closing a stake of 1 share.

Parallax Volatility Advisers first reported a position in FAD in Q4 2014 and held it in 19 quarters. The position peaked at $0 in Q2 2019. 46 funds tracked by Wall St. Rank hold FAD as of Q3 2019.

Parallax Volatility Advisers reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q3 2019 after selling out during the quarter.
Parallax Volatility Advisers sold 1 First Trust Multi Cap Growth AlphaDEX Fund share in Q3 2019.
Parallax Volatility Advisers first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2014 and held it in 19 quarters.
Parallax Volatility Advisers's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $0 in Q2 2019.
46 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q3 2019.

Based on Parallax Volatility Advisers's 13F filing for Q3 2019, filed 14 Nov 2019.