ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

62 hedge funds and large institutions have $191M invested in Allspring Multi-Sector Income Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 22 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
-8
Holders Change %
-11.43%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
21
Reduced
22
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$16.6M
2
UBS Group
UBS Group
Switzerland
+$3.16M
3
LCM
Laurion Capital Management
New York
+$2.73M
4
DIS
Diversified Investment Strategies
Louisiana
+$1.08M
5
PPA
Parametric Portfolio Associates
Washington
+$982K

Top Sellers

1
FIMG
Financial & Investment Management Group
Michigan
-$5.44M
2
LCM
Landscape Capital Management
New Jersey
-$2.46M
3
WAM
Wolverine Asset Management
Illinois
-$1.81M
4
MIG
Mariner Investment Group
New York
-$826K
5
MC
Matisse Capital
Oregon
-$771K
Name Holding Trade Value Shares
Change 		Shares
Change %
CFA
51
Carroll Financial Associates
North Carolina
$27K +$6.64K +550 +33%
FWM
52
Focused Wealth Management
New York
$18K -$1.6K -133 -8%
MFS
53
MSI Financial Services
Massachusetts
$17K -$2.1K -172 -11%
Creative Planning
54
Creative Planning
Kansas
$7K -$3.51K -285 -33%
SEI Investments
55
SEI Investments
Pennsylvania
$7K +$7K +585 New
VIA
56
Vident Investment Advisory
Georgia
$4.37K +$2.23K +182,637 +105%
TJHA
57
Thomas J. Herzfeld Advisors
Florida
$3K – – –
PCM
58
Penserra Capital Management
California
$5 – -38 -8%
WAM
59
Wolverine Asset Management
Illinois
– -$1.81M -160,188 Closed
MIG
60
Mariner Investment Group
New York
– -$826K -72,992 Closed
MC
61
Matisse Capital
Oregon
– -$771K -68,153 Closed
SFS
62
Shaker Financial Services
Virginia
– -$458K -40,417 Closed
SG Americas Securities
63
SG Americas Securities
New York
– -$426K -37,649 Closed
Susquehanna International Group
64
Susquehanna International Group
Pennsylvania
– -$421K -37,152 Closed
WAM
65
Weiss Asset Management
Massachusetts
– -$387K -34,213 Closed
RCM
66
Robinson Capital Management
Michigan
– -$245K -21,605 Closed
NPC
67
National Planning Corporation
California
– -$124K -11,163 Closed
IA
68
IFP Advisors
Florida
– -$99K -8,752 Closed
Bank of Montreal
69
Bank of Montreal
Ontario, Canada
– -$25K -2,207 Closed
AIA
70
Allegis Investment Advisors
Idaho
– -$23K -2,016 Closed
IWM
71
Integrated Wealth Management
California
– -$23K -2,000 Closed
JWA
72
JFS Wealth Advisors
Pennsylvania
– -$9K -816 Closed
1 2
3