Integrated Wealth Management (Palm Desert)’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-2,000	Closed	-$23K	–	1230
2015 Q4	$23K	Hold	2,000	–	–	0.01%	556
2015 Q3	$23K	Buy	+2,000	New	+$24.3K	0.01%	538

Other funds holding ERC

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s ERC Position: Q1 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of Allspring Multi-Sector Income Fund (ERC) in Q1 2016, closing a stake of 2,000 shares — an estimated $23K sold.

Integrated Wealth Management (Palm Desert) first reported a position in ERC in Q3 2015 and held it in 2 quarters. The position peaked at $23K in Q4 2015. 62 funds tracked by Wall St. Rank hold ERC as of Q1 2016.

Integrated Wealth Management (Palm Desert) reported no remaining Allspring Multi-Sector Income Fund position as of Q1 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 2,000 Allspring Multi-Sector Income Fund shares in Q1 2016, an estimated $23K.
Integrated Wealth Management (Palm Desert) first reported a position in Allspring Multi-Sector Income Fund in Q3 2015 and held it in 2 quarters.
Integrated Wealth Management (Palm Desert)'s Allspring Multi-Sector Income Fund position peaked at $23K in Q4 2015.
62 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q1 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q1 2016, filed 22 Apr 2016.