Penserra Capital Management’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Penserra Capital Management’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-456	Closed	-$6K	–	445
2017 Q3	$6K	Sell	456 -182	-29%	-$2.43K	﹤0.01%	456
2017 Q2	$8K	Buy	638 +58	+10%	+$780	﹤0.01%	436
2017 Q1	$7K	Sell	580 -106	-15%	-$1.4K	﹤0.01%	465
2016 Q4	$8K	Buy	686 +93	+16%	+$1.17K	﹤0.01%	792
2016 Q3	$7K	Buy	593 +144	+32%	+$1.86K	﹤0.01%	838
2016 Q2	$6K	Hold	449	–	–	﹤0.01%	842
2016 Q1	$5	Sell	449 -38	-8%	-$431	﹤0.01%	834
2015 Q4	$6K	Buy	+487	New	+$5.63K	﹤0.01%	701

Other funds holding ERC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Penserra Capital Management's ERC Position: Q4 2017 in Review

Penserra Capital Management sold out of Allspring Multi-Sector Income Fund (ERC) in Q4 2017, closing a stake of 456 shares — an estimated $6K sold.

Penserra Capital Management first reported a position in ERC in Q4 2015 and held it in 8 quarters. The position peaked at $8K in Q2 2017. 57 funds tracked by Wall St. Rank hold ERC as of Q4 2017.

Penserra Capital Management reported no remaining Allspring Multi-Sector Income Fund position as of Q4 2017 after selling out during the quarter.
Penserra Capital Management sold 456 Allspring Multi-Sector Income Fund shares in Q4 2017, an estimated $6K.
Penserra Capital Management first reported a position in Allspring Multi-Sector Income Fund in Q4 2015 and held it in 8 quarters.
Penserra Capital Management's Allspring Multi-Sector Income Fund position peaked at $8K in Q2 2017.
57 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q4 2017.

Based on Penserra Capital Management's 13F filing for Q4 2017, filed 7 Feb 2018.