ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

61 hedge funds and large institutions have $84.1M invested in Allspring Multi-Sector Income Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
+7
Holders Change %
+12.96%
% of All Funds
1.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
19
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$1.36M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.05M
3
NMC
Nine Masts Capital
Hong Kong
+$980K
4
Stifel Financial
Stifel Financial
Missouri
+$838K
5
GC
Guggenheim Capital
Illinois
+$665K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$11.1M
2
PPA
Parametric Portfolio Associates
Washington
-$2.86M
3
CCP
Clough Capital Partners
Massachusetts
-$1M
4
LCM
Laurion Capital Management
New York
-$493K
5
UBS Group
UBS Group
Switzerland
-$445K
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
26
Shaker Financial Services
Virginia
$586K +$397K +32,669 +211%
UCI
27
Uncommon Cents Investing
Wisconsin
$469K – – –
LPL Financial
28
LPL Financial
California
$423K -$8.51K -700 -2%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$385K +$385K +31,691 New
DA
30
Doliver Advisors
Texas
$374K +$374K +30,784 New
AG
31
Advisor Group
Arizona
$358K +$35.9K +2,961 +11%
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$345K +$1.95K +160 +0.6%
CRC
33
Curi RMB Capital
Illinois
$344K +$344K +28,300 New
RJT
34
Raymond James Trust
Florida
$330K +$3.7K +304 +1%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$321K -$2.38K -196 -0.7%
VF
36
Virtu Financial
New York
$276K +$276K +22,713 New
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$253K +$253K +20,777 New
SBIA
38
Sheaff Brock Investment Advisors
Indiana
$247K – – –
WAM
39
Wolverine Asset Management
Illinois
$223K +$223K +18,347 New
Millennium Management
40
Millennium Management
New York
$209K -$202K -16,619 -49%
Fiera Capital (Canada)
41
Fiera Capital (Canada)
Quebec, Canada
$198K +$33.5K +2,751 +20%
OC
42
Oppenheimer & Co
New York
$158K – – –
MML Investors Services
43
MML Investors Services
Massachusetts
$140K +$140K +11,498 New
COLIM
44
City of London Investment Management
United Kingdom
$136K – – –
Goldman Sachs
45
Goldman Sachs
New York
$135K +$135K +11,099 New
HCM
46
Hollencrest Capital Management
California
$129K – – –
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$123K +$123K +10,142 New
Citigroup
48
Citigroup
New York
$117K +$88K +7,244 +304%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$44K +$36.6K +3,000 +498%
APA
50
American Portfolios Advisors
New York
$43.2K -$4.41K -363 -9%
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