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ERC

Allspring Multi-Sector Income Fund
ERC

61 hedge funds and large institutions have $84.1M invested in Allspring Multi-Sector Income Fund in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

13% more funds holding

Funds holding: 54 → 61 (+7)

6% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 18

0.82% less ownership

Funds ownership: 21.79% → 20.96% (-0.82%)

12% less capital invested

Capital invested by funds: $95.6M → $84.1M (-$11.5M)

Holders
61
Holders Change
+7
Holders Change %
+12.96%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
19
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$1.42M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.08M
3
NMC
Nine Masts Capital
Hong Kong
+$1.01M
4
Stifel Financial
Stifel Financial
Missouri
+$860K
5
GC
Guggenheim Capital
Illinois
+$684K

Top Sellers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
-$11.4M
2
PPA
Parametric Portfolio Associates
Washington
-$2.94M
3
CCP
Clough Capital Partners
Massachusetts
-$1.03M
4
LCM
Laurion Capital Management
New York
-$493K
5
UBS Group
UBS Group
Switzerland
-$458K
Name Holding Trade Value Shares
Change 		Change in
Stake
SFS
26
Shaker Financial Services
Virginia
$586K +$408K +32,669 +211%
UCI
27
Uncommon Cents Investing
Wisconsin
$469K – – –
LPL Financial
28
LPL Financial
California
$423K -$8.75K -700 -2%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$385K +$396K +31,691 New
DA
30
Doliver Advisors
Texas
$374K +$385K +30,784 New
AG
31
Advisor Group
Arizona
$358K +$37K +2,961 +11%
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$345K +$2K +160 +0.6%
CRC
33
Curi RMB Capital
Illinois
$344K +$354K +28,300 New
RJT
34
Raymond James Trust
Florida
$330K +$3.8K +304 +1%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$321K -$2.45K -196 -0.7%
VF
36
Virtu Financial
New York
$276K +$284K +22,713 New
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$253K +$260K +20,777 New
SBIA
38
Sheaff Brock Investment Advisors
Indiana
$247K – – –
WAM
39
Wolverine Asset Management
Illinois
$223K +$229K +18,347 New
Millennium Management
40
Millennium Management
New York
$209K -$208K -16,619 -49%
Fiera Capital (Canada)
41
Fiera Capital (Canada)
Quebec, Canada
$198K +$34.4K +2,751 +20%
OC
42
Oppenheimer & Co
New York
$158K – – –
MML Investors Services
43
MML Investors Services
Massachusetts
$140K +$144K +11,498 New
COLIM
44
City of London Investment Management
United Kingdom
$136K – – –
Goldman Sachs
45
Goldman Sachs
New York
$135K +$139K +11,099 New
HCM
46
Hollencrest Capital Management
California
$129K – – –
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$123K +$127K +10,142 New
Citigroup
48
Citigroup
New York
$117K +$90.5K +7,244 +304%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$44K +$37.5K +3,000 +498%
APA
50
American Portfolios Advisors
New York
$43.2K -$4.54K -363 -9%
1
2
3

ERC Hedge Fund Activity: Q3 2018 in Review

61 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q3 2018, worth a combined $84.1M — down 12% from $95.6M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new ERC positions and 5 closed out — a net gain of 7 holders — while 19 added to existing stakes and 18 trimmed.

The largest buyer was Ameriprise, adding an estimated $1.42M. The largest seller was Sit Investment Associates, cutting an estimated $11.4M.

  • 61 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q3 2018, up from 54 in Q2 2018.
  • Funds reported $84.1M of Allspring Multi-Sector Income Fund stock for Q3 2018, down 12% quarter-over-quarter.
  • 12 funds opened new Allspring Multi-Sector Income Fund positions in Q3 2018 and 5 closed out, a net change of +7 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q3 2018 was Ameriprise, an estimated $1.42M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q3 2018 was Sit Investment Associates, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2018.