LPL Financial
ERC

LPL Financial’s Allspring Multi-Sector Income Fund ERC Stock Holding History

LPL Financial’s Portfolio ERC Stock Details ERC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$780K Sell
86,576
-39,064
-31% -$362K ﹤0.01% 4384
2025
Q4 		$1.17M Buy
125,640
+23,513
+23% +$221K ﹤0.01% 3910
2025
Q3 		$978K Buy
102,127
+34,371
+51% +$326K ﹤0.01% 4025
2025
Q2 		$640K Buy
67,756
+6,112
+10% +$56K ﹤0.01% 4160
2025
Q1 		$568K Buy
61,644
+39,858
+183% +$369K ﹤0.01% 4050
2024
Q4 		$200K Sell
21,786
-1,430
-6% -$13.1K ﹤0.01% 4816
2024
Q3 		$222K Sell
23,216
-896
-4% -$8.28K ﹤0.01% 4658
2024
Q2 		$217K Sell
24,112
-1,478
-6% -$13.3K ﹤0.01% 4500
2024
Q1 		$239K Buy
25,590
+1,703
+7% +$16K ﹤0.01% 4366
2023
Q4 		$225K Sell
23,887
-6,980
-23% -$63.5K ﹤0.01% 4304
2023
Q3 		$281K Sell
30,867
-843
-3% -$7.97K ﹤0.01% 3976
2023
Q2 		$294K Buy
31,710
+3,006
+10% +$27K ﹤0.01% 3870
2023
Q1 		$263K Sell
28,704
-1,568
-5% -$15.3K ﹤0.01% 3841
2022
Q4 		$297K Sell
30,272
-1,227
-4% -$11.4K ﹤0.01% 3654
2022
Q3 		$272K Sell
31,499
-3,684
-10% -$35.9K ﹤0.01% 3685
2022
Q2 		$337K Buy
35,183
+2,111
+6% +$20.5K ﹤0.01% 3538
2022
Q1 		$344K Sell
33,072
-881
-3% -$10K ﹤0.01% 3475
2021
Q4 		$449K Buy
33,953
+1,650
+5% +$21.9K ﹤0.01% 3369
2021
Q3 		$437K Buy
32,303
+1,304
+4% +$17.2K ﹤0.01% 3341
2021
Q2 		$397K Sell
30,999
-1,295
-4% -$16.5K ﹤0.01% 3356
2021
Q1 		$404K Buy
32,294
+1,852
+6% +$22.9K ﹤0.01% 3210
2020
Q4 		$370K Sell
30,442
-95
-0.3% -$1.09K ﹤0.01% 3030
2020
Q3 		$328K Sell
30,537
-95
-0.3% -$1.07K ﹤0.01% 2836
2020
Q2 		$337K Buy
30,632
+4
+0% +$41 ﹤0.01% 2747
2020
Q1 		$295K Sell
30,628
-2,779
-8% -$33.1K ﹤0.01% 2520
2019
Q4 		$430K Sell
33,407
-700
-2% -$8.82K ﹤0.01% 2501
2019
Q3 		$421K Hold
34,107
– – ﹤0.01% 2405
2019
Q2 		$428K Hold
34,107
– – ﹤0.01% 2391
2019
Q1 		$413K Hold
34,107
– – ﹤0.01% 2374
2018
Q4 		$378K Sell
34,107
-690
-2% -$7.97K ﹤0.01% 2276
2018
Q3 		$423K Sell
34,797
-700
-2% -$8.75K ﹤0.01% 2369
2018
Q2 		$443K Sell
35,497
-950
-3% -$12.2K ﹤0.01% 2301
2018
Q1 		$476K Buy
36,447
+5,865
+19% +$76.5K ﹤0.01% 2196
2017
Q4 		$399K Buy
30,582
+5,808
+23% +$76K ﹤0.01% 2249
2017
Q3 		$332K Hold
24,774
– – ﹤0.01% 2279
2017
Q2 		$331K Sell
24,774
-48,838
-66% -$657K ﹤0.01% 2204
2017
Q1 		$984K Buy
73,612
+21,860
+42% +$288K 0.01% 1277
2016
Q4 		$668K Buy
51,752
+3,899
+8% +$49.2K 0.01% 1487
2016
Q3 		$620K Sell
47,853
-488
-1% -$6.3K 0.01% 1531
2016
Q2 		$610K Sell
48,341
-27,159
-36% -$336K 0.01% 1501
2016
Q1 		$908K Buy
75,500
+1,479
+2% +$16.8K ﹤0.01% 1739
2015
Q4 		$857K Buy
74,021
+33,066
+81% +$383K ﹤0.01% 1799
2015
Q3 		$470K Sell
40,955
-7,001
-15% -$85K ﹤0.01% 1835
2015
Q2 		$616K Sell
47,956
-4,104
-8% -$54.5K ﹤0.01% 1734
2015
Q1 		$701K Buy
52,060
+801
+2% +$10.9K ﹤0.01% 1610
2014
Q4 		$699K Buy
51,259
+4,088
+9% +$56.6K ﹤0.01% 1552
2014
Q3 		$660K Sell
47,171
-3,468
-7% -$50.5K ﹤0.01% 1573
2014
Q2 		$755K Sell
50,639
-2,706
-5% -$39.9K ﹤0.01% 1518
2014
Q1 		$774K Sell
53,345
-598
-1% -$8.61K ﹤0.01% 1429
2013
Q4 		$758K Buy
53,943
+3,609
+7% +$51K ﹤0.01% 1438
2013
Q3 		$705K Sell
50,334
-5,500
-10% -$77.9K ﹤0.01% 1404
2013
Q2 		$819K Buy
+55,834
New +$896K 0.01% 1247

Other funds holding ERC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LPL Financial's ERC Position: Q1 2026 in Review

LPL Financial reduced its Allspring Multi-Sector Income Fund (ERC) stake by 31% in Q1 2026, selling an estimated $362K and leaving 86,576 shares worth $780K. The position accounts for ﹤0.01% of the portfolio, ranked #4384.

LPL Financial first reported a position in ERC in Q2 2013 and has held it in 52 quarters since. The position peaked at $1.17M in Q4 2025. 72 funds tracked by Wall St. Rank hold ERC as of Q1 2026.

  • LPL Financial held 86,576 shares of Allspring Multi-Sector Income Fund worth $780K as of Q1 2026.
  • LPL Financial sold 39,064 Allspring Multi-Sector Income Fund shares in Q1 2026, an estimated $362K.
  • Allspring Multi-Sector Income Fund made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #4384 holding.
  • LPL Financial first reported a position in Allspring Multi-Sector Income Fund in Q2 2013 and has held it in 52 quarters since.
  • LPL Financial's Allspring Multi-Sector Income Fund position peaked at $1.17M in Q4 2025.
  • 72 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.