ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

52 hedge funds and large institutions have $110M invested in Allspring Multi-Sector Income Fund in 2018 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 22 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
-5
Holders Change %
-8.77%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
16
Reduced
22
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
$4.13M
2
CCP
Clough Capital Partners
Massachusetts
$2.73M
3
Stifel Financial
Stifel Financial
Missouri
$2.9M
4
Invesco
Invesco
Georgia
$12.4M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$9.41M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$5.02M
2
SCM
Saba Capital Management
New York
$0
3
VIA
Vident Investment Advisory
Georgia
$0
4
PPA
Parametric Portfolio Associates
Washington
$7.99M
5
LCM
Laurion Capital Management
New York
$7.51M
Name Holding Trade Value Shares
Change 		Shares
Change %
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$540K +$540K +41,409 New
ACP
27
Aviance Capital Partners
Florida
$515K +$67.2K +5,155 +15%
UCI
28
Uncommon Cents Investing
Wisconsin
$504K +$44.4K +3,400 +10%
LPL Financial
29
LPL Financial
California
$476K +$76.6K +5,865 +19%
AA
30
Ancora Advisors
Ohio
$422K -$156K -12,000 -27%
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$368K +$248K +19,029 +207%
AG
32
Advisor Group
Arizona
$363K -$33.5K -2,556 -8%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$351K -$16K -1,223 -4%
RJT
34
Raymond James Trust
Florida
$350K +$3.96K +304 +1%
SBIA
35
Sheaff Brock Investment Advisors
Indiana
$265K +$65.2K +5,000 +33%
OC
36
Oppenheimer & Co
New York
$169K -$7.63K -587 -4%
Fiera Capital (Canada)
37
Fiera Capital (Canada)
Quebec, Canada
$159K -$431 -33 -0.3%
COLIM
38
City of London Investment Management
United Kingdom
$146K – – –
Janney Montgomery Scott
39
Janney Montgomery Scott
Pennsylvania
$143K +$9.09K +695 +7%
HCM
40
Hollencrest Capital Management
California
$138K – – –
DAS
41
Dynamic Advisor Solutions
Arizona
$132K +$132K +10,082 New
APA
42
American Portfolios Advisors
New York
$51.1K – – –
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$41K – – –
SPIA
44
Steward Partners Investment Advisory
New York
$38K – – –
Citigroup
45
Citigroup
New York
$33K +$30.1K +2,232 +1,033%
Wells Fargo
46
Wells Fargo
California
$31K -$3.54K -271 -10%
CFA
47
Carroll Financial Associates
North Carolina
$29K – – –
SSB
48
Sandy Spring Bank
Maryland
$22K – – –
FWM
49
Focused Wealth Management
New York
$20K – – –
MOS
50
MGO One Seven
Ohio
$13K -$40.3K -3,070 -76%
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2
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