ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

62 hedge funds and large institutions have $145M invested in Allspring Multi-Sector Income Fund in 2014 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 17 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+8
Holders Change %
+14.81%
% of All Funds
1.78%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
10
Increased
22
Reduced
17
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAM
Selway Asset Management
+$2.94M
2
U
UBS
Switzerland
+$2.43M
3
SCM
Saba Capital Management
New York
+$2.28M
4
PPA
Parametric Portfolio Associates
Washington
+$1.47M
5
KSCM
Kamunting Street Capital Management
Florida
+$1.16M

Top Sellers

1
Invesco
Invesco
Georgia
-$20.3M
2
SIA
Sit Investment Associates
Minnesota
-$2.79M
3
AAM
Advisors Asset Management
Colorado
-$2.36M
4
1CP
1607 Capital Partners
Virginia
-$1.51M
5
GC
Guggenheim Capital
Illinois
-$1.24M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
26
Bank of America
North Carolina
$932K +$253K +16,979 +37%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$860K -$76.1K -5,107 -8%
MIG
28
Mariner Investment Group
New York
$855K +$855K +57,353 New
LPL Financial
29
LPL Financial
California
$755K -$40.3K -2,706 -5%
FFA
30
First Foundation Advisors
California
$694K +$211K +14,147 +44%
SI
31
SII Investments
Wisconsin
$608K -$39.7K -2,662 -6%
TC
32
TFS Capital
Pennsylvania
$603K +$124K +8,345 +26%
AAM
33
Advisors Asset Management
Colorado
$592K -$2.36M -158,142 -80%
IMS
34
Index Management Solutions
Pennsylvania
$587K +$287K +19,236 +96%
AR
35
Advisory Research
Illinois
$565K – – –
SFS
36
Shaker Financial Services
Virginia
$472K +$472K +31,693 New
LCM
37
Landscape Capital Management
New Jersey
$447K +$10.7K +714 +2%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$445K -$6.36K -427 -1%
HCM
39
Hollencrest Capital Management
California
$428K – – –
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$342K +$234K +15,710 +218%
UCFA
41
United Capital Financial Advisors
Texas
$342K +$342K +22,923 New
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$322K +$23K +1,542 +8%
Goldman Sachs
43
Goldman Sachs
New York
$305K +$68.9K +4,624 +29%
AIG
44
American International Group
New York
$284K +$170K +11,400 +148%
OA
45
Oxbow Advisors
Texas
$242K – – –
ICAS
46
Investors Capital Advisory Services
Massachusetts
$217K +$506 +34 +0.2%
OC
47
Oppenheimer & Co
New York
$194K -$26.3K -1,764 -12%
AP
48
Advisors Preferred
Maryland
$179K -$24.8K -1,665 -12%
IAS
49
IMA Advisory Services
Colorado
$168K – – –
WAM
50
Wolverine Asset Management
Illinois
$125K -$149K -10,048 -54%
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