ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

54 hedge funds and large institutions have $137M invested in Allspring Multi-Sector Income Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
–
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
9
Increased
18
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NL
NWAM LLC
Washington
+$5.33M
2
PPA
Parametric Portfolio Associates
Washington
+$2.73M
3
SCM
Saba Capital Management
New York
+$1.71M
4
COLIM
City of London Investment Management
United Kingdom
+$1.19M
5
Morgan Stanley
Morgan Stanley
New York
+$831K

Top Sellers

1
Invesco
Invesco
Georgia
-$23M
2
WAM
Wolverine Asset Management
Illinois
-$2.14M
3
GC
Guggenheim Capital
Illinois
-$1.93M
4
AAM
Advisors Asset Management
Colorado
-$1.57M
5
SAM
Selway Asset Management
-$1.47M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
26
Bank of America
North Carolina
$660K -$163K -11,271 -20%
SI
27
SII Investments
Wisconsin
$625K +$3.57K +248 +0.6%
AR
28
Advisory Research
Illinois
$550K – – –
FFA
29
First Foundation Advisors
California
$470K – – –
TC
30
TFS Capital
Pennsylvania
$465K +$189K +13,061 +69%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$440K +$440K +30,312 New
LCM
32
Landscape Capital Management
New Jersey
$424K -$191K -13,155 -31%
HCM
33
Hollencrest Capital Management
California
$416K -$44.9K -3,100 -10%
BCMU
34
BlueCrest Capital Management (UK)
Guernsey
$313K +$313K +21,564 New
IMS
35
Index Management Solutions
Pennsylvania
$292K +$292K +20,138 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$291K +$160K +11,012 +121%
WAM
37
Wolverine Asset Management
Illinois
$267K -$2.14M -148,392 -89%
OA
38
Oxbow Advisors
Texas
$236K – – –
Goldman Sachs
39
Goldman Sachs
New York
$230K +$34.4K +2,365 +18%
OC
40
Oppenheimer & Co
New York
$214K -$2.55K -176 -1%
ICAS
41
Investors Capital Advisory Services
Massachusetts
$210K +$210K +14,534 New
AP
42
Advisors Preferred
Maryland
$198K +$103K +7,073 +107%
IAS
43
IMA Advisory Services
Colorado
$163K – – –
AIG
44
American International Group
New York
$112K +$94.3K +6,500 +546%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$105K +$105K +7,213 New
WEC
46
Winslow Evans & Crocker
Massachusetts
$87.8K +$392 +27 +0.4%
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$62K – – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$40K – – –
TFMS
49
Trust & Fiduciary Management Services
Massachusetts
$20K – – –
Creative Planning
50
Creative Planning
Kansas
$9K – – –
1
2
3