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ERC

Allspring Multi-Sector Income Fund
ERC

54 hedge funds and large institutions have $137M invested in Allspring Multi-Sector Income Fund in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

4% more capital invested

Capital invested by funds: $132M → $137M (+$5.04M)

0.67% more ownership

Funds ownership: 18.49% → 19.16% (+0.67%)

0% more funds holding

Funds holding: 54 → 54 (0)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

Holders
54
Holders Change
–
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
18
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NL
NWAM LLC
Washington
+$5.29M
2
PPA
Parametric Portfolio Associates
Washington
+$2.71M
3
SCM
Saba Capital Management
New York
+$1.7M
4
COLIM
City of London Investment Management
United Kingdom
+$1.18M
5
Morgan Stanley
Morgan Stanley
New York
+$824K

Top Sellers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
-$2.14M
2
GC
Guggenheim Capital
Illinois
-$1.92M
3
AAM
Advisors Asset Management
Colorado
-$1.56M
4
SAM
Selway Asset Management
-$1.47M
5
SIA
Sit Investment Associates
Minnesota
-$1.24M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
26
Bank of America
North Carolina
$660K -$162K -11,271 -20%
SI
27
SII Investments
Wisconsin
$625K +$3.57K +248 +0.6%
AR
28
Advisory Research
Illinois
$550K – – –
FFA
29
First Foundation Advisors
California
$470K – – –
TC
30
TFS Capital
Pennsylvania
$465K +$188K +13,061 +69%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$440K +$436K +30,312 New
LCM
32
Landscape Capital Management
New Jersey
$424K -$189K -13,155 -31%
HCM
33
Hollencrest Capital Management
California
$416K -$44.6K -3,100 -10%
BCMU
34
BlueCrest Capital Management (UK)
Guernsey
$313K +$310K +21,564 New
IMS
35
Index Management Solutions
Pennsylvania
$292K +$290K +20,138 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$291K +$158K +11,012 +121%
WAM
37
Wolverine Asset Management
Illinois
$267K -$2.14M -148,392 -89%
OA
38
Oxbow Advisors
Texas
$236K – – –
Goldman Sachs
39
Goldman Sachs
New York
$230K +$34K +2,365 +18%
OC
40
Oppenheimer & Co
New York
$214K -$2.53K -176 -1%
ICAS
41
Investors Capital Advisory Services
Massachusetts
$210K +$209K +14,534 New
AP
42
Advisors Preferred
Maryland
$198K +$102K +7,073 +107%
IAS
43
IMA Advisory Services
Colorado
$163K – – –
AIG
44
American International Group
New York
$112K +$93.5K +6,500 +546%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$105K +$104K +7,213 New
WEC
46
Winslow Evans & Crocker
Massachusetts
$87.8K +$389 +27 +0.4%
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$62K – – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$40K – – –
TFMS
49
Trust & Fiduciary Management Services
Massachusetts
$20K – – –
Creative Planning
50
Creative Planning
Kansas
$9K – – –
1
2
3

ERC Hedge Fund Activity: Q1 2014 in Review

54 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q1 2014, worth a combined $137M — up 3.8% from $132M a quarter earlier.

Fund positioning in ERC was balanced in Q1 2014: 9 funds opened new positions, 9 closed out, 18 added to existing stakes and 15 trimmed.

The largest buyer was NWAM LLC, opening a new position worth an estimated $5.29M. The largest seller was Wolverine Asset Management, cutting an estimated $2.14M.

  • 54 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q1 2014, unchanged from Q4 2013.
  • Funds reported $137M of Allspring Multi-Sector Income Fund stock for Q1 2014, up 3.8% quarter-over-quarter.
  • 9 funds opened new Allspring Multi-Sector Income Fund positions in Q1 2014 and 9 closed out, a net change of 0 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q1 2014 was NWAM LLC, an estimated $5.29M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q1 2014 was Wolverine Asset Management, an estimated $2.14M sold.

Based on aggregated 13F filings for Q1 2014.