ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

47 hedge funds and large institutions have $38.7M invested in Ellsworth Growth & Income Fund in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$7.47M
2
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$2.56M
3
AAM
3
Advisors Asset Management
Colorado
$2.3M
4
API
4
Advisor Partners II
California
$329K
5
Mariner
5
Mariner
Kansas
$180K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.94M
2
SCM
2
Saba Capital Management
New York
$5.06M
3
AA
3
AQR Arbitrage
Connecticut
$615K
4
BI
4
Bulldog Investors
New Jersey
$565K
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
26
UBS Group
Switzerland
$266K -$9.21K -1,144 -3%
RVPG
27
Relative Value Partners Group
$258K – – –
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$249K +$11.2K +1,399 +5%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$194K -$27.2K -3,376 -12%
OHWP
30
Oak Harbor Wealth Partners
North Carolina
$184K -$71.5K -8,886 -28%
Mariner
31
Mariner
Kansas
$180K +$180K +22,413 New
PAG
32
Private Advisor Group
New Jersey
$173K – – –
RA
33
Ruggaard & Associates
Ohio
$151K – – –
LPL Financial
34
LPL Financial
California
$121K +$39.5K +4,906 +48%
LJAC
35
L.J. Altfest & Co
New York
$113K +$298 +37 +0.3%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$96.6K – – –
MIC
37
Meridian Investment Counsel
California
$89.4K – – –
Stifel Financial
38
Stifel Financial
Missouri
$85.3K -$16.1K -1,996 -16%
JPMorgan Chase & Co
39
JPMorgan Chase & Co
New York
$45.9K -$31.9K -3,958 -41%
Bank of America
40
Bank of America
North Carolina
$31.5K +$14.2K +1,763 +82%
Comerica Bank
41
Comerica Bank
Texas
$27.5K +$27.5K +3,422 New
AWM
42
Avior Wealth Management
Nebraska
$13.1K +$201 +25 +2%
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$8.66K -$89.7K -11,144 -91%
GWSG
44
GPS Wealth Strategies Group
Colorado
$3K – – –
IA
45
IFP Advisors
Florida
$692 – – –
First Manhattan
46
First Manhattan
New York
$402 – – –
PA
47
Parallel Advisors
California
$17 – – –
SFS
48
Shaker Financial Services
Virginia
– -$190K -22,059 Closed
HighTower Advisors
49
HighTower Advisors
Illinois
– -$178K -21,283 Closed
LSC
50
Logan Stone Capital
Illinois
– -$120K -13,996 Closed
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