ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

49 hedge funds and large institutions have $31.6M invested in Ellsworth Growth & Income Fund in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
-1
Holders Change %
-2%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
15
Reduced
22
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
WNY Asset Management
New York
$468K
2
IA
2
Icon Advisers
Colorado
$579K
3
AAM
3
Advisors Asset Management
Colorado
$2.3M
4
FIA
4
Foundations Investment Advisors
Arizona
$1.16M
5
Invesco
5
Invesco
Georgia
$390K

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$628K
2
WAM
2
Wolverine Asset Management
Illinois
$20K
3
BFM
3
Boothbay Fund Management
New York
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$3.61M
5
QC
5
Quantedge Capital
Singapore
$118K
Name Holding Trade Value Shares
Change 		Shares
Change %
OHWP
26
Oak Harbor Wealth Partners
North Carolina
$253K -$3.18K -396 -1%
Osaic Holdings
27
Osaic Holdings
Arizona
$234K +$61.4K +7,686 +36%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$211K +$13.9K +1,737 +7%
SFS
29
Shaker Financial Services
Virginia
$194K -$56.2K -7,010 -22%
MML Investors Services
30
MML Investors Services
Massachusetts
$179K -$131K -16,345 -42%
BFEC
31
Benjamin F. Edwards & Company
Missouri
$175K -$47.6K -5,946 -21%
PAG
32
Private Advisor Group
New Jersey
$169K +$169K +21,146 New
Stifel Financial
33
Stifel Financial
Missouri
$154K – – –
CAN
34
Claraphi Advisory Network
United States
$141K +$8.51K +1,062 +6%
TCWM
35
Total Clarity Wealth Management
Illinois
$128K – – –
QC
36
Quantedge Capital
Singapore
$118K -$283K -35,380 -71%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$115K +$2.65K +332 +2%
LJAC
38
L.J. Altfest & Co
New York
$109K -$3.73K -467 -3%
CAPTRUST Financial Advisors
39
CAPTRUST Financial Advisors
North Carolina
$99K +$99K +12,340 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$96K – – –
MIC
41
Meridian Investment Counsel
California
$89K – – –
WAM
42
Wolverine Asset Management
Illinois
$20K -$856K -107,930 -98%
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$15K +$15K +1,873 New
AWM
44
Avior Wealth Management
Nebraska
$12K +$12K +1,522 New
IA
45
IFP Advisors
Florida
$7K -$99 -9 -1%
GWSG
46
GPS Wealth Strategies Group
Colorado
$3K – – –
BWL
47
Bogart Wealth LLC
Virginia
$1K -$2.13K -285 -68%
PA
48
Parallel Advisors
California
$1K – – –
BFM
49
Boothbay Fund Management
New York
– -$794K -93,175 Closed
LSC
50
Logan Stone Capital
Illinois
– -$239K -28,091 Closed
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2
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