ECF

Ellsworth Growth & Income Fund
ECF

Overview Fund Activity

31 hedge funds and large institutions have $40.7M invested in Ellsworth Growth & Income Fund in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
-1
Holders Change %
-3.13%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
12
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
Advisors Asset Management
Colorado
$4.55M
2
GC
Guggenheim Capital
Illinois
$2.98M
3
Ameriprise
Ameriprise
Minnesota
$1.46M
4
ICOA
Investment Centers of America
North Dakota
$204K
5
RJA
Raymond James & Associates
Florida
$2.19M

Top Sellers

1
BI
Bulldog Investors
New Jersey
$450K
2
RJFSA
Raymond James Financial Services Advisors
Florida
$2.11M
3
UBS Group
UBS Group
Switzerland
$7.7M
4
MML Investors Services
MML Investors Services
Massachusetts
$858K
5
OC
Oppenheimer & Co
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$64K +$18.3K +2,000 +40%
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$39K +$12.4K +1,349 +47%
IA
28
IFP Advisors
Florida
$33K – – –
RFM
29
Royal Fund Management
Florida
$12K – – –
AG
30
Advisor Group
Arizona
$12K – – –
NSIM
31
North Star Investment Management
Illinois
$11K – – –
BWA
32
BDO Wealth Advisors
Florida
$1K -$2K – –
OC
33
Oppenheimer & Co
New York
– -$92K -10,052 Closed
Creative Planning
34
Creative Planning
Kansas
– -$1K -100 Closed
1
2