DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

49 hedge funds and large institutions have $39.5M invested in Western Asset Mortgage Opportunity Fund in 2023 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+1
Holders Change %
+2.08%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$520K
2
AWM
AE Wealth Management
Kansas
+$401K
3
TJHA
Thomas J. Herzfeld Advisors
Florida
+$326K
4
MC
Moors & Cabot
Massachusetts
+$283K
5
SCM
Saba Capital Management
New York
+$256K

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$516K
2
LSC
Logan Stone Capital
Illinois
-$439K
3
USCWA
U.S. Capital Wealth Advisors
Texas
-$369K
4
SWM
Stockman Wealth Management
Montana
-$130K
5
MC
Matisse Capital
Oregon
-$123K
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
26
Saba Capital Management
New York
$256K +$256K +24,485 New
CAPTRUST Financial Advisors
27
CAPTRUST Financial Advisors
North Carolina
$251K +$251K +24,038 New
SWM
28
SeaCrest Wealth Management
New York
$207K +$18.6K +1,780 +10%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$186K +$75.3K +7,210 +68%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$181K -$516K -49,409 -74%
OC
31
Oppenheimer & Co
New York
$175K -$5.51K -527 -3%
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$170K -$65.3K -6,252 -28%
ICMP
33
Integrated Capital Management (Pennsylvania)
Pennsylvania
$145K +$7.37K +717 +5%
QCIG
34
Quad-Cities Investment Group
Iowa
$140K -$1.75K -167 -1%
SA
35
SFI Advisors
New Jersey
$138K – – –
RCM
36
Rivernorth Capital Management
Florida
$136K +$136K +12,972 New
Ameriprise
37
Ameriprise
Minnesota
$132K – – –
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$128K +$21.5K +2,059 +20%
ASN
39
Advisory Services Network
Georgia
$88.6K – – –
SPIA
40
Steward Partners Investment Advisory
New York
$10.5K – – –
CFO
41
CVA Family Office
Colorado
$9.67K – – –
JPMorgan Chase & Co
42
JPMorgan Chase & Co
New York
$8K +$8K +738 New
BAM
43
Belpointe Asset Management
Nevada
$7.32K – – –
CFGS
44
Concourse Financial Group Securities
Alabama
$6.86K – – –
POIA
45
Pin Oak Investment Advisors
Texas
$5K – – –
Carson Wealth (CWM LLC)
46
Carson Wealth (CWM LLC)
Nebraska
$3K +$3K +282 New
FIA
47
FNY Investment Advisers
New York
$2K +$2K +200 New
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$219 -$68 -6,535 -24%
Citigroup
49
Citigroup
New York
$42 – – –
LSC
50
Logan Stone Capital
Illinois
– -$439K -40,805 Closed
1
2
3