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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

73 hedge funds and large institutions have $77.3M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 32 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

60% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 20

3% more funds holding

Funds holding: 71 → 73 (+2)

0.17% more ownership

Funds ownership: 13.85% → 14.02% (+0.17%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1% less capital invested

Capital invested by funds: $77.9M → $77.3M (-$603K)

Holders
73
Holders Change
+2
Holders Change %
+2.82%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
32
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
Creative Planning
Kansas
+$763K
2
WAM
Wolverine Asset Management
Illinois
+$638K
3
LPL Financial
LPL Financial
California
+$416K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$349K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$305K

Top Sellers

1
Cohen & Steers
Cohen & Steers
New York
-$941K
2
OA
Oxbow Advisors
Texas
-$511K
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$342K
4
Wells Fargo
Wells Fargo
California
-$215K
5
BBA
BLB&B Advisors
Pennsylvania
-$206K
Name Holding Trade Value Shares
Change 		Change in
Stake
AHC
26
Adell Harriman & Carpenter
Texas
$699K -$62.2K -2,116 -8%
NFG
27
Next Financial Group
Texas
$688K +$10.8K +369 +2%
CCM
28
Covington Capital Management
California
$645K – – –
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$630K +$305K +10,386 +90%
Bank of America
30
Bank of America
North Carolina
$615K +$265 +9 +0%
FFA
31
First Foundation Advisors
California
$589K -$4.67K -159 -0.8%
ASFA
32
All Season Financial Advisors
Colorado
$517K +$223K +7,585 +73%
CAN
33
Cetera Advisor Networks
California
$487K -$201K -6,839 -29%
Creative Planning
34
Creative Planning
Kansas
$475K +$763K +25,945 New
AF
35
Advisornet Financial
Minnesota
$450K -$7.2K -245 -2%
SWM
36
Spire Wealth Management
Virginia
$427K -$122K -4,139 -22%
BW
37
Bison Wealth
Georgia
$416K -$97.9K -3,332 -19%
KAS
38
Kestra Advisory Services
Texas
$411K +$26K +886 +7%
GC
39
Guggenheim Capital
Illinois
$380K -$169K -5,743 -30%
CG
40
Clarus Group
Texas
$374K +$735 +25 +0.2%
ACP
41
Aviance Capital Partners
Florida
$353K -$44.1K -1,500 -11%
RJT
42
Raymond James Trust
Florida
$314K – – –
HighTower Advisors
43
HighTower Advisors
Illinois
$313K +$470 +16 +0.1%
UBS Group
44
UBS Group
Switzerland
$302K -$133K -4,508 -30%
BCP
45
Berkeley Capital Partners
Georgia
$288K – – –
IAP
46
Indie Asset Partners
Indiana
$265K +$1.21K +41 +0.4%
SPIA
47
Steward Partners Investment Advisory
New York
$262K +$60.6K +2,062 +29%
HI
48
Harbour Investments
Wisconsin
$251K +$1.35K +46 +0.5%
MAFM
49
Mid Atlantic Financial Management
Pennsylvania
$244K +$249K +8,465 New
Neuberger Berman Group
50
Neuberger Berman Group
New York
$230K – – –
1
2
3 4

DFP Hedge Fund Activity: Q3 2021 in Review

73 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q3 2021, worth a combined $77.3M — down 0.77% from $77.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DFP positions and 4 closed out — a net gain of 3 holders — while 32 added to existing stakes and 20 trimmed.

The largest buyer was Creative Planning, opening a new position worth an estimated $763K. The largest seller was Cohen & Steers, cutting an estimated $941K.

  • 73 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q3 2021, up from 71 in Q2 2021.
  • Funds reported $77.3M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q3 2021, down 0.77% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q3 2021 and 4 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q3 2021 was Creative Planning, an estimated $763K added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q3 2021 was Cohen & Steers, an estimated $941K sold.

Based on aggregated 13F filings for Q3 2021.