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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

63 hedge funds and large institutions have $74.2M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 21 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

31% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 16

23% more capital invested

Capital invested by funds: $60.4M → $74.2M (+$13.7M)

15% more funds holding

Funds holding: 55 → 63 (+8)

0.82% more ownership

Funds ownership: 13.34% → 14.16% (+0.82%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
63
Holders Change
+8
Holders Change %
+14.55%
% of All Funds
1.27%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
12
Increased
21
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
ATPW
Ashton Thomas Private Wealth
Arizona
+$985K
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$788K
3
AHC
Adell Harriman & Carpenter
Texas
+$770K
4
RJA
Raymond James & Associates
Florida
+$587K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$380K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$480K
2
FFA
First Foundation Advisors
California
-$163K
3
LPL Financial
LPL Financial
California
-$149K
4
CF
Centaurus Financial
California
-$133K
5
ACP
Aviance Capital Partners
Florida
-$88.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$546K +$54.7K +2,094 +12%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$535K -$13.3K -507 -3%
ACP
28
Aviance Capital Partners
Florida
$443K -$88.2K -3,375 -17%
WS
29
Wedbush Securities
California
$443K -$75.8K -2,900 -15%
Bank of America
30
Bank of America
North Carolina
$441K +$156K +5,981 +59%
AF
31
Advisornet Financial
Minnesota
$419K – – –
CSPIA
32
Cary Street Partners Investment Advisory
Virginia
$397K +$54.9K +2,100 +17%
Fiera Capital (Canada)
33
Fiera Capital (Canada)
Quebec, Canada
$380K – – –
BW
34
Bison Wealth
Georgia
$358K +$46K +1,759 +15%
RJT
35
Raymond James Trust
Florida
$349K -$63.4K -2,427 -16%
HighTower Advisors
36
HighTower Advisors
Illinois
$296K +$392 +15 +0.1%
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$283K +$6.09K +233 +2%
BCP
38
Berkeley Capital Partners
Georgia
$273K – – –
UBS Group
39
UBS Group
Switzerland
$248K -$19.5K -747 -8%
XF
40
XML Financial
Maryland
$211K +$202K +7,717 New
SPIA
41
Steward Partners Investment Advisory
New York
$202K +$40.1K +1,533 +26%
BBA
42
BLB&B Advisors
Pennsylvania
$200K +$192K +7,338 New
GSWM
43
Golden State Wealth Management
California
$191K -$36.1K -1,381 -16%
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$115K +$27.2K +1,040 +33%
CCM
45
Chiron Capital Management
Florida
$112K +$107K +4,100 New
WLPWM
46
Walled Lake Planning & Wealth Management
Illinois
$105K +$101K +3,850 New
GWM
47
Geneos Wealth Management
Colorado
$69K – – –
HNB
48
Huntington National Bank
Ohio
$55K – – –
PFS
49
Prospera Financial Services
Texas
$48K +$45.6K +1,744 New
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$45K – – –
1
2
3

DFP Hedge Fund Activity: Q3 2020 in Review

63 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q3 2020, worth a combined $74.2M — up 23% from $60.4M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DFP positions and 4 closed out — a net gain of 8 holders — while 21 added to existing stakes and 16 trimmed.

The largest buyer was Ashton Thomas Private Wealth, opening a new position worth an estimated $985K. The largest seller was Invesco, cutting an estimated $480K.

  • 63 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q3 2020, up from 55 in Q2 2020.
  • Funds reported $74.2M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q3 2020, up 23% quarter-over-quarter.
  • 12 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q3 2020 and 4 closed out, a net change of +8 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q3 2020 was Ashton Thomas Private Wealth, an estimated $985K added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q3 2020 was Invesco, an estimated $480K sold.

Based on aggregated 13F filings for Q3 2020.