DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

55 hedge funds and large institutions have $68.4M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 17 reducing their positions, and 5 closing their positions.

Holders
55
Holders Change
-1
Holders Change %
-1.79%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
5
Increased
24
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1W
1
1776 Wealth
Georgia
$2.39M
2
LPL Financial
2
LPL Financial
California
$4.49M
3
RJA
3
Raymond James & Associates
Florida
$12.9M
4
CSPIA
4
Cary Street Partners Investment Advisory
Virginia
$390K
5
GC
5
Guggenheim Capital
Illinois
$1.85M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$4.63M
2
Cohen & Steers
2
Cohen & Steers
New York
$7.05M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.23M
4
ACP
4
Aviance Capital Partners
Florida
$749K
5
SFS
5
Shaker Financial Services
Virginia
$391K
Name Market Value Shares Shares
Change 		Shares
Change %
CF
26
Centaurus Financial
California
$539K 20,148 +157 +0.8%
WS
27
Wedbush Securities
California
$515K 19,230 +400 +2%
AG
28
Advisor Group
Arizona
$475K 17,784 -3,659 -17%
NFG
29
Next Financial Group
Texas
$467K 17,460 +35 +0.2%
BW
30
Bison Wealth
Georgia
$439K 16,419 +1 +0%
AF
31
Advisornet Financial
Minnesota
$411K 15,345 +800 +6%
RJT
32
Raymond James Trust
Florida
$397K 14,825 -1,603 -10%
SFS
33
Shaker Financial Services
Virginia
$391K 14,607 -25,224 -63%
CSPIA
34
Cary Street Partners Investment Advisory
Virginia
$390K 14,560 +14,560 New
Stifel Financial
35
Stifel Financial
Missouri
$323K 12,026 +397 +3%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$277K 10,360 +210 +2%
Fiera Capital (Canada)
37
Fiera Capital (Canada)
Quebec, Canada
$275K 10,292 – –
BBA
38
BLB&B Advisors
Pennsylvania
$224K 8,388 +47 +0.6%
Bank of America
39
Bank of America
North Carolina
$158K 5,879 -287 -5%
SMFS
40
Squar Milner Financial Services
California
$139K 5,200 +5,200 New
SIAP
41
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$133K 5,000 +2,000 +67%
FIA
42
FNY Investment Advisers
New York
$127K 4,756 +1,981 +71%
TI
43
tru Independence
Oregon
$83K 4,100 +4,100 New
SPIA
44
Steward Partners Investment Advisory
New York
$73K 2,750 +1,450 +112%
GWM
45
Geneos Wealth Management
Colorado
$68K 2,610 +165 +7%
HNB
46
Huntington National Bank
Ohio
– – – –
Carson Wealth (CWM LLC)
47
Carson Wealth (CWM LLC)
Nebraska
$45K 1,545 – –
RIA
48
Realta Investment Advisors
Delaware
$45K 1,699 +10 +0.6%
PFGIA
49
Patriot Financial Group Insurance Agency
Massachusetts
$40K 1,505 +5 +0.3%
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$30K 1,106 +17 +2%
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