DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

56 hedge funds and large institutions have $71.5M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 19 reducing their positions, and 5 closing their positions.

Holders
56
Holders Change
+5
Holders Change %
+9.8%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
17
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$8.99M
2
RJA
2
Raymond James & Associates
Florida
$12.2M
3
JG
3
Jefferies Group
New York
$1.48M
4
WS
4
Wedbush Securities
California
$491K
5
MML Investors Services
5
MML Investors Services
Massachusetts
$291K

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$4.68M
2
FFA
2
First Foundation Advisors
California
$1.51M
3
Morgan Stanley
3
Morgan Stanley
New York
$1.86M
4
MAFM
4
Mid Atlantic Financial Management
Pennsylvania
$0
5
Invesco
5
Invesco
Georgia
$4.33M
Name Market Value Shares Shares
Change 		Shares
Change %
AG
26
Advisor Group
Arizona
$559K 21,443 +6,513 +44%
CF
27
Centaurus Financial
California
$522K 19,991 -3,211 -14%
WS
28
Wedbush Securities
California
$491K 18,830 +18,830 New
NFG
29
Next Financial Group
Texas
$455K 17,425 – –
RJT
30
Raymond James Trust
Florida
$429K 16,428 – –
BW
31
Bison Wealth
Georgia
$429K 16,418 +1 +0%
AF
32
Advisornet Financial
Minnesota
$380K 14,545 -100 -0.7%
Stifel Financial
33
Stifel Financial
Missouri
$306K 11,629 -5,456 -32%
MML Investors Services
34
MML Investors Services
Massachusetts
$291K 11,162 +11,162 New
Fiera Capital (Canada)
35
Fiera Capital (Canada)
Quebec, Canada
$269K 10,292 -751 -7%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$265K 10,150 – –
GSWM
37
Golden State Wealth Management
California
$263K 10,062 +88 +0.9%
BBA
38
BLB&B Advisors
Pennsylvania
$218K 8,341 +48 +0.6%
Bank of America
39
Bank of America
North Carolina
$160K 6,166 -311 -5%
CAN
40
Claraphi Advisory Network
United States
$110K 4,218 +4,218 New
SIAP
41
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$78K 3,000 +3,000 New
FIA
42
FNY Investment Advisers
New York
$72K 2,775 +2,775 New
GWM
43
Geneos Wealth Management
Colorado
$63K 2,445 – –
FMP
44
Financial Management Professionals
Texas
$56K 2,150 – –
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$45K 1,545 – –
RIA
46
Realta Investment Advisors
Delaware
$44K 1,689 +1,689 New
PFGIA
47
Patriot Financial Group Insurance Agency
Massachusetts
$39K 1,500 – –
SPIA
48
Steward Partners Investment Advisory
New York
$33K 1,300 – –
AIM
49
Advantage Investment Management
Iowa
$31K 1,200 -250 -17%
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$28K 1,089 -792 -42%
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