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Caterpillar
CAT

Overview Fund Activity

2,145 hedge funds and large institutions have $74.5B invested in Caterpillar in 2021 Q4 according to their latest regulatory filings, with 341 funds opening new positions, 844 increasing their positions, 624 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,145
Holders Change
+216
Holders Change %
+11.2%
% of All Funds
33.13%
Holding in Top 10
25
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+19.05%
% of All Funds
0.39%
New
341
Increased
844
Reduced
624
Closed
97
Calls
$1.6B
Puts
$2.22B
Net Calls
-$616M
Net Calls Change
+$505M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.74B
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$726M
3
Ameriprise
3
Ameriprise
Minnesota
$487M
4
Invesco
4
Invesco
Georgia
$1.01B
5
Neuberger Berman Group
5
Neuberger Berman Group
New York
$253M

Top Sellers

1
Capital International Investors
1
Capital International Investors
California
$348M
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$532M
3
BlackRock
3
BlackRock
New York
$7.55B
4
Renaissance Technologies
4
Renaissance Technologies
New York
$57.5M
5
Fidelity Investments
5
Fidelity Investments
Massachusetts
$863M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCP
2176
Mirador Capital Partners
California
– -$621K -3,237 Closed
MC
2177
Machina Capital
France
– -$595K -3,100 Closed
MFS
2178
Mirabella Financial Services
United Kingdom
– -$534K -2,784 Closed
TC
2179
TwinBeech Capital
New York
– -$492K -2,561 Closed
CANY
2180
Caxton Associates (New York)
New York
– -$451K -2,347 Closed
TCMP
2181
Thrive Capital Management (Pennsylvania)
Pennsylvania
– -$442K -2,302 Closed
ER
2182
Enlightenment Research
Florida
– -$403K -2,100 Closed
E
2183
Ergoteles
New York
– -$401K -2,087 Closed
MFW
2184
Meristem Family Wealth
Minnesota
– -$386K -2,013 Closed
CA
2185
CastleArk Alternatives
Illinois
– -$372K -1,940 Closed
QT
2186
Quantamental Technologies
New York
– -$337K -1,754 Closed
MA
2187
MCF Advisors
Kentucky
– -$336K -1,748 Closed
C
2188
Certuity
Florida
– -$323K -1,679 Closed
CIM
2189
Contravisory Investment Management
Massachusetts
– -$307K -1,598 Closed
XS
2190
XR Securities
Illinois
– -$304K -1,584 Closed
M
2191
Mirova
France
– -$303K -1,579 Closed
CCWA
2192
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$290K -1,510 Closed
WMC
2193
Westwood Management Corporation
Illinois
– -$288K -1,500 Closed
BAS
2194
Brown Advisory Securities
Maryland
– -$279K -1,453 Closed
BOS
2195
Bingham Osborn & Scarborough
California
– -$259K -1,347 Closed
JF
2196
JSF Financial
California
– -$254K -1,323 Closed
MMC
2197
Mizuho Markets Cayman
Cayman Islands
– -$254K -1,321 Closed
PBF
2198
Petix & Botte Financial
California
– -$252K -1,312 Closed
GCP
2199
GSA Capital Partners
United Kingdom
– -$249K -1,297 Closed
GSC
2200
Ground Swell Capital
South Carolina
– -$242K -1,260 Closed
86 87
88
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