Aurora Private Wealth’s Caterpillar CAT Stock Holding History

Aurora Private Wealth’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-6,024	Closed	-$1.16M	–	210
2021 Q3	$1.16M	Sell	6,024 -138	-2%	-$28.7K	0.47%	44
2021 Q2	$1.34M	Buy	6,162 +71	+1%	+$16.4K	0.54%	40
2021 Q1	$1.41M	Sell	6,091 -596	-9%	-$123K	0.59%	27
2020 Q4	$1.22M	Sell	6,687 -270	-4%	-$45.8K	0.52%	37
2020 Q3	$1.04M	Buy	6,957 +128	+2%	+$18K	0.44%	44
2020 Q2	$864K	Sell	6,829 -5,623	-45%	-$667K	0.4%	48
2020 Q1	$1.45M	Buy	12,452 +5,813	+88%	+$743K	0.51%	45
2019 Q4	$980K	Buy	+6,639	New	+$926K	0.35%	51

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Aurora Private Wealth's CAT Position: Q4 2021 in Review

Aurora Private Wealth sold out of Caterpillar (CAT) in Q4 2021, closing a stake of 6,024 shares — an estimated $1.16M sold.

Aurora Private Wealth first reported a position in CAT in Q4 2019 and held it in 8 quarters. The position peaked at $1.45M in Q1 2020. 2,157 funds tracked by Wall St. Rank hold CAT as of Q4 2021.

Aurora Private Wealth reported no remaining Caterpillar position as of Q4 2021 after selling out during the quarter.
Aurora Private Wealth sold 6,024 Caterpillar shares in Q4 2021, an estimated $1.16M.
Aurora Private Wealth first reported a position in Caterpillar in Q4 2019 and held it in 8 quarters.
Aurora Private Wealth's Caterpillar position peaked at $1.45M in Q1 2020.
2,157 funds tracked by Wall St. Rank held Caterpillar as of Q4 2021.

Based on Aurora Private Wealth's 13F filing for Q4 2021, filed 2 Feb 2022.