CastleArk Alternatives’s Caterpillar CAT Stock Holding History

CastleArk Alternatives’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,940	Closed	-$372K	–	62
2021 Q3	$372K	Buy	+1,940	New	+$404K	0.01%	271
2021 Q1	–	Sell	-14,150	Closed	-$2.58M	–	39
2020 Q4	$2.58M	Sell	14,150 -11,450	-45%	-$1.94M	1.46%	31
2020 Q3	$3.82M	Buy	+25,600	New	+$3.6M	3.8%	13

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

CastleArk Alternatives's CAT Position: Q4 2021 in Review

CastleArk Alternatives sold out of Caterpillar (CAT) in Q4 2021, closing a stake of 1,940 shares — an estimated $372K sold.

CastleArk Alternatives first reported a position in CAT in Q3 2020 and held it in 3 quarters. The position peaked at $3.82M in Q3 2020. 2,158 funds tracked by Wall St. Rank hold CAT as of Q4 2021.

CastleArk Alternatives reported no remaining Caterpillar position as of Q4 2021 after selling out during the quarter.
CastleArk Alternatives sold 1,940 Caterpillar shares in Q4 2021, an estimated $372K.
CastleArk Alternatives first reported a position in Caterpillar in Q3 2020 and held it in 3 quarters.
CastleArk Alternatives's Caterpillar position peaked at $3.82M in Q3 2020.
2,158 funds tracked by Wall St. Rank held Caterpillar as of Q4 2021.

Based on CastleArk Alternatives's 13F filing for Q4 2021, filed 18 Feb 2022.