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Caterpillar

1,270 hedge funds and large institutions have $51.4B invested in Caterpillar in 2017 Q3 according to their latest regulatory filings, with 130 funds opening new positions, 432 increasing their positions, 487 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,270
Holders Change
+78
Holders Change %
+6.54%
% of All Funds
31.71%
Holding in Top 10
41
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+28.13%
% of All Funds
1.02%
New
130
Increased
432
Reduced
487
Closed
43
Calls
$1.29B
Puts
$1.86B
Net Calls
-$573M
Net Calls Change
+$76.6M
Name Holding Trade Value Shares
Change
Shares
Change %
NAM
176
NorthCoast Asset Management
Connecticut
$19.9M -$12M -95,971 -38%
UCFA
177
United Capital Financial Advisors
Texas
$19.5M -$84.3K -676 -0.4%
NPA
178
Nichols & Pratt Advisers
Massachusetts
$19.4M -$806K -6,460 -4%
ASRS
179
Arizona State Retirement System
Arizona
$19.4M +$1.18M +9,470 +6%
Daiwa Securities Group
180
Daiwa Securities Group
Japan
$19.4M -$892K -7,154 -4%
EDRH
181
Edmond de Rothschild Holding
Switzerland
$19.3M -$1.96M -15,707 -9%
Nomura Holdings
182
Nomura Holdings
Japan
$19.1M -$6.59M -53,481 -26%
LTFS
183
Ladenburg Thalmann Financial Services
Florida
$19M +$2.96M +23,749 +19%
SEIA
184
Signature Estate & Investment Advisors
California
$18.9M +$651K +5,221 +4%
ProShare Advisors
185
ProShare Advisors
Maryland
$18.6M +$2.36M +18,890 +15%
Axa
186
Axa
France
$18.4M +$257K +2,064 +1%
CS
187
Candriam SCA
Luxembourg
$18.3M +$9.33M +74,818 +104%
BCM
188
Barometer Capital Management
Ontario, Canada
$18.2M +$18.2M +146,300 New
CDH
189
Charles D. Hyman
$18.1M -$281K -2,250 -2%
CEP
190
Chicago Equity Partners
Illinois
$18M -$521K -4,175 -3%
FAF
191
Fjarde Ap-fonden
Sweden
$17.9M +$570K +4,571 +3%
WIC
192
Willis Investment Counsel
Georgia
$17.9M +$231K +1,850 +1%
PIA
193
Piedmont Investment Advisors
North Carolina
$17.6M +$185K +1,487 +1%
SCI
194
S&CO Inc
Massachusetts
$17.4M -$372K -2,985 -2%
GF
195
Gabelli Funds
New York
$17.4M
Zurich Cantonal Bank
196
Zurich Cantonal Bank
Switzerland
$17.4M -$1.77M -14,218 -9%
UIC
197
Uniplan Investment Counsel
Wisconsin
$17.2M -$108K -868 -0.6%
Janney Montgomery Scott
198
Janney Montgomery Scott
Pennsylvania
$17.2M +$1.58M +12,691 +10%
SAM
199
Shell Asset Management
Netherlands
$17.1M -$2.15M -17,244 -11%
DF
200
Donoghue Forlines
Massachusetts
$17.1M -$1.51M -12,096 -8%