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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
$3.19B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.63B
3
Citadel Advisors
Citadel Advisors
Florida
$157M
4
Renaissance Technologies
Renaissance Technologies
New York
$143M
5
Morgan Stanley
Morgan Stanley
New York
$965M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$1.08B
2
Franklin Resources
Franklin Resources
California
$590M
3
Harris Associates
Harris Associates
Illinois
$842M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
$194M
5
State Street
State Street
Massachusetts
$4.86B
Name Holding Trade Value Shares
Change 		Shares
Change %
SFSIG
176
San Francisco Sentry Investment Group
California
$12.8M -$1.42M -15,284 -10%
Envestnet Asset Management
177
Envestnet Asset Management
Illinois
$12.7M -$434K -4,676 -3%
CS
178
Candriam SCA
Luxembourg
$12.7M -$6.89M -74,279 -35%
SEI Investments
179
SEI Investments
Pennsylvania
$12.7M -$7.38M -79,547 -37%
PIA
180
Piedmont Investment Advisors
North Carolina
$12.6M -$3.58M -38,555 -22%
HIMCH
181
Hartford Investment Management Co (HIMCO)
Connecticut
$12.4M -$1.25M -13,464 -9%
Public Sector Pension Investment Board (PSP Investments)
182
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$12.4M +$390K +4,200 +3%
LTFS
183
Ladenburg Thalmann Financial Services
Florida
$12.4M +$1.22M +13,168 +11%
EIM
184
ExxonMobil Investment Management
Texas
$12.1M -$481K -5,187 -4%
BFS
185
Bradley Foster & Sargent
Connecticut
$12M -$932K -10,051 -7%
HAI
186
Hennessy Advisors Inc
California
$11.8M -$1.59M -17,100 -12%
BG
187
Bollard Group
Massachusetts
$11.7M +$1.23M +13,213 +12%
Janney Montgomery Scott
188
Janney Montgomery Scott
Pennsylvania
$11.2M +$379K +4,088 +4%
CCMH
189
Cornerstone Capital Management Holdings
New York
$11.1M -$733K -7,899 -6%
NMIMC
190
Northwestern Mutual Investment Management Company
Wisconsin
$11M +$4.77M +51,371 +76%
FAF
191
Fjarde Ap-fonden
Sweden
$10.9M -$763K -8,222 -7%
FCI
192
Financial Counselors Inc
Kansas
$10.9M +$3.94M +42,508 +57%
Tudor Investment Corp
193
Tudor Investment Corp
Connecticut
$10.3M +$6.01M +64,800 +140%
Arrowstreet Capital
194
Arrowstreet Capital
Massachusetts
$10.3M +$10.3M +110,600 New
N
195
Natixis
France
$10.2M +$10.2M +109,793 New
Mitsubishi UFJ Asset Management
196
Mitsubishi UFJ Asset Management
Japan
$10.1M +$509K +5,490 +5%
MSR
197
Main Street Research
Connecticut
$10.1M +$342K +3,685 +3%
Public Employees Retirement Association of Colorado
198
Public Employees Retirement Association of Colorado
Colorado
$10.1M -$210K -2,261 -2%
Millennium Management
199
Millennium Management
New York
$10.1M +$270K +2,912 +3%
GT
200
Glenmede Trust
Pennsylvania
$10.1M +$97.1K +1,047 +1%
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