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Caterpillar
CAT

Overview Fund Activity

2,560 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 312 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,560
Holders Change
+171
Holders Change %
+7.16%
% of All Funds
37.53%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
312
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
IAS
1926
Investment Advisory Services
Texas
$383K +$40.5K +137 +12%
AFAS
1927
Acorn Financial Advisory Services
Virginia
$382K +$590 +2 +0.2%
UFF
1928
USA Financial Formulas
Michigan
$381K -$451K -1,527 -54%
CM
1929
Castleark Management
Illinois
$381K – – –
MCI
1930
MRP Capital Investments
Georgia
$380K +$380K +1,285 New
KFA
1931
Kelleher Financial Advisors
New York
$379K -$6.51K -22 -2%
NB
1932
Northwest Bancshares
Pennsylvania
$379K – – –
NSAM
1933
North Star Asset Management
Wisconsin
$379K – – –
GHAM
1934
Gilman Hill Asset Management
Connecticut
$378K – – –
LJHT
1935
Laurie J. Hall Trustee
$378K -$14.8K -50 -4%
SIC
1936
SJS Investment Consulting
Ohio
$377K – – –
NW
1937
NewEdge Wealth
Pennsylvania
$376K -$82.5K -279 -18%
AFT
1938
Alpha Family Trust
California
$376K – – –
LFA
1939
Landmark Financial Advisors
Kentucky
$375K -$17.7K -60 -5%
HCM
1940
Highview Capital Management
Illinois
$373K +$88.7K +300 +31%
ETIA
1941
Epic Trust Investment Advisors
Washington
$372K -$4.44K -15 -1%
DDC
1942
DF Dent & Co
Maryland
$371K +$371K +1,256 New
TIM
1943
Tortoise Investment Management
New York
$371K -$3.25K -11 -0.9%
OSNBOA
1944
Old Second National Bank of Aurora
Illinois
$371K -$11.8K -40 -3%
RA
1945
Rockingstone Advisors
Massachusetts
$369K -$119K -404 -24%
GSAM
1946
Grant Street Asset Management
Pennsylvania
$368K – – –
GSWM
1947
Greenup Street Wealth Management
Michigan
$366K – – –
MFA
1948
Millington Financial Advisors
Illinois
$365K +$1.77K +6 +0.5%
BTW
1949
Boston Trust Walden
Massachusetts
$365K – – –
Fidelity International
1950
Fidelity International
Bermuda
$365K +$365K +1,234 New
76 77
78
79 80