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Caterpillar
CAT

Overview Fund Activity

2,272 hedge funds and large institutions have $87.8B invested in Caterpillar in 2022 Q4 according to their latest regulatory filings, with 407 funds opening new positions, 751 increasing their positions, 788 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,272
Holders Change
+292
Holders Change %
+14.75%
% of All Funds
36.66%
Holding in Top 10
60
Holding in Top 10 Change
+37
Holding in Top 10 Change %
+160.87%
% of All Funds
0.97%
New
407
Increased
751
Reduced
788
Closed
79
Calls
$2.62B
Puts
$4.33B
Net Calls
-$1.71B
Net Calls Change
-$1.31B

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$495M
2
Barclays
Barclays
United Kingdom
+$301M
3
Citigroup
Citigroup
New York
+$272M
4
AWA
Arete Wealth Advisors
Illinois
+$245M
5
Morgan Stanley
Morgan Stanley
New York
+$232M

Top Sellers

1
AS
Altshuler Shaham
Israel
-$422M
2
OTPPB
Ontario Teachers' Pension Plan Board
Ontario, Canada
-$351M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$169M
4
Goldman Sachs
Goldman Sachs
New York
-$158M
5
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$150M
Name Holding Trade Value Shares
Change 		Shares
Change %
EAM
1751
Empirical Asset Management
Massachusetts
$337K +$337K +1,648 New
RCG
1752
Regatta Capital Group
California
$336K +$25.6K +107 +8%
FNC
1753
First National Corp
Massachusetts
$336K – – –
IIM
1754
Ironwood Investment Management
Massachusetts
$335K -$46.7K -195 -12%
WSCM
1755
Wellington Shields Capital Management
New York
$335K – – –
EWA
1756
ERTS Wealth Advisors
Michigan
$335K – – –
NJBEST
1757
New Jersey Better Educational Savings Trust
New Jersey
$335K – – –
AA
1758
Alta Advisers
United Kingdom
$335K – – –
EFSCE
1759
Enterprise Financial Services Corp (EFSC)
Missouri
$335K +$10.3K +43 +3%
TA
1760
TFG Advisers
Michigan
$334K -$7.19K -30 -2%
AA
1761
Alesco Advisors
New York
$334K +$2.64K +11 +0.8%
SSA
1762
South Street Advisors
New York
$333K +$333K +1,390 New
WCA
1763
Waypoint Capital Advisors
Minnesota
$333K -$19.2K -80 -5%
GKWIM
1764
Gerber Kawasaki Wealth & Investment Management
California
$333K -$7.91K -33 -2%
PFG
1765
Prosperity Financial Group
California
$333K +$333K +1,389 New
CA
1766
Cortland Associates
Missouri
$332K – – –
RF
1767
Rollins Financial
Georgia
$330K -$202K -843 -38%
BF
1768
Blankinship & Foster
California
$330K – – –
AW
1769
Apricus Wealth
South Carolina
$329K – – –
AIP
1770
Ahrens Investment Partners
Louisiana
$328K +$328K +1,369 New
SWA
1771
SFMG Wealth Advisors
Texas
$328K +$1.44K +6 +0.4%
NFG
1772
Nadler Financial Group
Illinois
$328K +$719 +3 +0.2%
PMG
1773
ProVise Management Group
Florida
$327K +$8.15K +34 +3%
AAS
1774
Annex Advisory Services
Wisconsin
$325K -$72.8K -304 -18%
WSWA
1775
Warren Street Wealth Advisors
California
$325K +$19.2K +80 +6%
69 70
71
72 73