Empirical Asset Management’s Caterpillar CAT Stock Holding History

Empirical Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.1M	Sell	1,556 -1,108	-42%	-$767K	0.29%	94
2025 Q4	$818K	Sell	2,664 -6	-0.2%	-$3.33K	0.23%	119
2025 Q3	$684K	Buy	2,670 +1,185	+80%	+$506K	0.19%	176
2025 Q2	$576K	Sell	1,485 -22	-1%	-$7.33K	0.18%	184
2025 Q1	$497K	Sell	1,507 -6,117	-80%	-$2.18M	0.17%	185
2024 Q4	$517K	Buy	7,624 +6,251	+455%	+$2.42M	0.17%	161
2024 Q3	$537K	Buy	1,373 +45	+3%	+$15.5K	0.19%	160
2024 Q2	$442K	Sell	1,328 -3,186	-71%	-$1.1M	0.17%	183
2024 Q1	$337K	Buy	4,514 +3,596	+392%	+$1.15M	0.16%	184
2023 Q4	$271K	Buy	918 +9	+1%	+$2.33K	0.22%	146
2023 Q3	$248K	Hold	909	–	–	0.22%	134
2023 Q2	$224K	Hold	909	–	–	0.2%	141
2023 Q1	$208K	Sell	909 -739	-45%	-$179K	0.2%	138
2022 Q4	$337K	Buy	+1,648	New	+$359K	0.35%	107
2022 Q3	–	Sell	-1,591	Closed	-$284K	–	151
2022 Q2	$284K	Buy	1,591 +688	+76%	+$145K	0.3%	122
2022 Q1	$201K	Buy	+903	New	+$189K	0.19%	139

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Empirical Asset Management's CAT Position: Q1 2026 in Review

Empirical Asset Management reduced its Caterpillar (CAT) stake by 42% in Q1 2026, selling an estimated $767K and leaving 1,556 shares worth $1.1M. The position accounts for 0.29% of the portfolio, ranked #94.

Empirical Asset Management first reported a position in CAT in Q1 2022 and has held it in 16 quarters since. 3,732 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Empirical Asset Management held 1,556 shares of Caterpillar worth $1.1M as of Q1 2026.
Empirical Asset Management sold 1,108 Caterpillar shares in Q1 2026, an estimated $767K.
Caterpillar made up 0.29% of Empirical Asset Management's portfolio in Q1 2026, its #94 holding.
Empirical Asset Management first reported a position in Caterpillar in Q1 2022 and has held it in 16 quarters since.
3,732 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Empirical Asset Management's 13F filing for Q1 2026, filed 11 May 2026.