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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$502M
4
AIG
4
American International Group
New York
$371M
5
Ameriprise
5
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
1
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
2
State Street
Massachusetts
$6.61B
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
4
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$29.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
Nisa Investment Advisors
151
Nisa Investment Advisors
Missouri
$27.6M -$1.09M -7,410 -4%
GCM
152
Graham Capital Management
Connecticut
$27.5M – – –
BNP Paribas Asset Management
153
BNP Paribas Asset Management
France
$27.4M +$2.23M +15,100 +9%
KeyBank National Association
154
KeyBank National Association
Ohio
$26.1M +$18.3K +124 +0.1%
LTFS
155
Ladenburg Thalmann Financial Services
Florida
$26M -$120K -831 -0.5%
CTB
156
Country Trust Bank
Illinois
$25.5M -$1.03M -6,955 -4%
WIC
157
Willis Investment Counsel
Georgia
$25.3M -$377K -2,550 -1%
MNG
158
Manning & Napier Group
New York
$25.2M +$2.5M +16,915 +11%
FAF
159
Fjarde Ap-fonden
Sweden
$25M -$6.53M -44,200 -21%
GC
160
Guggenheim Capital
Illinois
$24.7M +$5.92M +40,089 +32%
CB
161
Commerce Bank
Missouri
$24M -$563K -3,811 -2%
GAM
162
Gotham Asset Management
New York
$23.9M +$9.72M +65,843 +68%
Calamos Advisors
163
Calamos Advisors
Illinois
$23.6M -$27.5M -185,982 -54%
DekaBank Deutsche Girozentrale
164
DekaBank Deutsche Girozentrale
Germany
$23.4M -$6.36M -42,767 -21%
ABC
165
Associated Banc-Corp
Wisconsin
$22.4M +$125K +845 +0.6%
Cambridge Investment Research Advisors
166
Cambridge Investment Research Advisors
Iowa
$22.3M +$558K +3,776 +3%
Robeco Institutional Asset Management
167
Robeco Institutional Asset Management
Netherlands
$22.2M +$278K +1,883 +1%
State of Tennessee, Department of Treasury
168
State of Tennessee, Department of Treasury
Tennessee
$22.1M -$4.44M -30,074 -17%
VRS
169
Virginia Retirement Systems
Virginia
$21.9M -$310K -2,100 -1%
AG
170
Advisor Group
Arizona
$21.8M -$1.65M -11,189 -7%
FCI
171
Financial Counselors Inc
Kansas
$21.7M -$165K -1,118 -0.8%
MIM
172
MetLife Investment Management
New Jersey
$21.7M -$929K -6,288 -4%
SAM
173
Scopus Asset Management
New York
$21.6M +$21.6M +146,181 New
CDH
174
Charles D. Hyman
$21.6M -$40.2K -272 -0.2%
NB
175
Norinchukin Bank
Japan
$21M -$280K -1,895 -1%
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