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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
1
Renaissance Technologies
New York
$252M
2
Sanders Capital
2
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
5
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAM
151
Scopus Asset Management
New York
$29.1M +$24.4M +180,000 +514%
CIBC World Market
152
CIBC World Market
Ontario, Canada
$29M +$18.4M +135,484 +172%
FAF
153
Fjarde Ap-fonden
Sweden
$28.6M +$4.58M +33,780 +19%
BCIM
154
British Columbia Investment Management
British Columbia, Canada
$28.3M -$2.87M -21,171 -9%
Baird Financial Group
155
Baird Financial Group
Wisconsin
$28.1M +$4.8M +35,440 +21%
Nisa Investment Advisors
156
Nisa Investment Advisors
Missouri
$27.9M – – –
LTFS
157
Ladenburg Thalmann Financial Services
Florida
$27.5M +$497K +3,660 +2%
Fifth Third Bancorp
158
Fifth Third Bancorp
Ohio
$27.3M -$8.92M -65,849 -25%
Janney Montgomery Scott
159
Janney Montgomery Scott
Pennsylvania
$27.2M +$2.46M +18,168 +10%
MSL
160
Mackay Shields LLC
New York
$26.9M +$6M +44,319 +29%
HIMC
161
Heritage Investors Management Corp
Maryland
$26.7M -$344K -2,538 -1%
CWM
162
CIBC World Markets
New York
$26.7M +$9.55M +70,512 +56%
MPMG
163
Minneapolis Portfolio Management Group
Minnesota
$26.5M -$2M -14,769 -7%
KeyBank National Association
164
KeyBank National Association
Ohio
$25.5M +$73.3K +541 +0.3%
NB
165
Norinchukin Bank
Japan
$25.2M -$2.61M -19,260 -9%
Neuberger Berman Group
166
Neuberger Berman Group
New York
$24.8M +$21.4M +158,159 +638%
Fidelity International
167
Fidelity International
Bermuda
$24.7M -$24.2M -178,443 -49%
FWIA
168
Fort Washington Investment Advisors
Ohio
$24M +$6.23K +46 +0%
CTB
169
Country Trust Bank
Illinois
$22.9M -$1.44M -10,610 -6%
VRS
170
Virginia Retirement Systems
Virginia
$22.5M -$2.21M -16,300 -9%
SOMRS
171
State of Michigan Retirement System
Michigan
$22.5M -$420K -3,100 -2%
MIM
172
MetLife Investment Management
New Jersey
$22.2M -$696K -5,135 -3%
PWAG
173
Polaris Wealth Advisory Group
California
$22.2M +$22.2M +158,027 New
PI
174
Putnam Investments
Massachusetts
$21.6M +$1.39M +10,269 +7%
AG
175
Advisor Group
Arizona
$21.4M +$666K +4,914 +3%
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