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Caterpillar

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M
Name Holding Trade Value Shares
Change
Shares
Change %
GIBU
151
Gulf International Bank (UK)
United Kingdom
$16.5M +$27.8K +300 +0.2%
M&T Bank
152
M&T Bank
New York
$16.3M +$209K +2,250 +1%
TPSF
153
Texas Permanent School Fund
Texas
$16.3M -$432K -4,657 -3%
PIA
154
Piedmont Investment Advisors
North Carolina
$16.2M +$5.56M +59,941 +52%
ProShare Advisors
155
ProShare Advisors
Maryland
$16.1M +$4.47M +48,149 +38%
ZDA
156
Zweig-DiMenna Associates
New York
$15.9M -$2.22M -23,960 -12%
AAM
157
Aberdeen Asset Management
United Kingdom
$15.6M -$5.09M -54,849 -25%
Axa
158
Axa
France
$15.6M -$10.2K -110 -0.1%
Janus Henderson Group
159
Janus Henderson Group
United Kingdom
$15.6M -$344K -3,713 -2%
Comerica Bank
160
Comerica Bank
Texas
$15M +$598K +6,328 +4%
UCFA
161
United Capital Financial Advisors
Texas
$14.9M -$197K -2,128 -1%
UOC
162
UBS O'Connor
Illinois
$14.4M +$14.4M +155,459 New
DekaBank Deutsche Girozentrale
163
DekaBank Deutsche Girozentrale
Germany
$14.3M +$2.37M +25,443 +20%
SFSIG
164
San Francisco Sentry Investment Group
California
$14.2M -$1.11M -11,948 -7%
Caisse de Depot et Placement du Quebec (CDPQ)
165
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$14.1M -$13.6M -146,800 -49%
BCM
166
Barometer Capital Management
Ontario, Canada
$14.1M +$14.1M +152,100 New
MC
167
Martin Currie
United Kingdom
$14.1M -$4.33M -46,700 -23%
HIMCH
168
Hartford Investment Management Co (HIMCO)
Connecticut
$13.7M +$202K +2,180 +2%
SAM
169
Shell Asset Management
Netherlands
$13.6M -$4.77M -51,456 -26%
SCI
170
S&CO Inc
Massachusetts
$13.5M -$9.27K -100 -0.1%
ASRS
171
Arizona State Retirement System
Arizona
$13.4M +$64.9K +700 +0.5%
HAI
172
Hennessy Advisors Inc
California
$13.4M -$162K -1,750 -1%
CDH
173
Charles D. Hyman
$13.2M -$323K -3,485 -2%
Envestnet Asset Management
174
Envestnet Asset Management
Illinois
$13.1M +$2.67M +28,811 +26%
GF
175
Gabelli Funds
New York
$13M