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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
1
Macquarie Group
Australia
$384M
2
Capital International Investors
2
Capital International Investors
California
$575M
3
Invesco
3
Invesco
Georgia
$399M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$782M
5
Boston Partners
5
Boston Partners
Massachusetts
$169M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$205M
2
Capital World Investors
2
Capital World Investors
California
$175M
3
Primecap Management
3
Primecap Management
California
$904M
4
Ameriprise
4
Ameriprise
Minnesota
$227M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
WAS
1701
Winch Advisory Services
Wisconsin
– – -618 Closed
APC
1702
Aspire Private Capital
North Carolina
– – -583 Closed
FPS
1703
Fieldpoint Private Securities
Connecticut
– – -500 Closed
AFS
1704
Aft Forsyth & Sober
Florida
– – -480 Closed
MS
1705
Mizuho Securities
Japan
– – -410 Closed
ONST
1706
Old North State Trust
North Carolina
– – -400 Closed
KWM
1707
Keebeck Wealth Management
Illinois
– – -372 Closed
ACM
1708
Allred Capital Management
Texas
– – -324 Closed
LFA
1709
Lighthouse Financial Advisors
Maryland
– – -309 Closed
CLCM
1710
Crawford Lake Capital Management
New Jersey
– – -300 Closed
GDP
1711
Great Diamond Partners
Maine
– – -257 Closed
HWM
1712
Howard Wealth Management
Connecticut
– – -255 Closed
TCWM
1713
Total Clarity Wealth Management
Illinois
– – -246 Closed
IUHSA
1714
Itau Unibanco Holding S.A.
Brazil
– – -227 Closed
FIA
1715
FNY Investment Advisers
New York
– – -200 Closed
EIM
1716
Essex Investment Management
Massachusetts
– – -191 Closed
SIAS
1717
Shine Investment Advisory Services
Colorado
– – -175 Closed
RA
1718
Rational Advisors
New York
– – -172 Closed
NIM
1719
NuWave Investment Management
New Jersey
– – -172 Closed
BRC
1720
Bell Rock Capital
Delaware
– – -161 Closed
HF
1721
Halpern Financial
Virginia
– – -127 Closed
SC
1722
Solstein Capital
California
– – -106 Closed
WWM
1723
Willingdon Wealth Management
North Carolina
– – -89 Closed
EWA
1724
Evolution Wealth Advisors
Florida
– – -81 Closed
SQA
1725
Simon Quick Advisors
New Jersey
– – -80 Closed
67 68
69
70 71