FNY Investment Advisers’s Caterpillar CAT Stock Holding History

FNY Investment Advisers’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$798K	Buy	+750	New	+$659K	0.29%	110
2025 Q4	–	Sell	-582	Closed	-$277K	–	993
2025 Q3	$277K	Buy	582 +261	+81%	+$111K	0.09%	231
2025 Q2	$124K	Buy	+321	New	+$107K	0.05%	272
2024 Q4	–	Sell	-3,500	Closed	-$1.37M	–	690
2024 Q3	$1.37M	Buy	+3,500	New	+$1.21M	0.66%	46
2020 Q1	–	Sell	-200	Closed	-$25.5K	–	494
2019 Q4	$29K	Buy	+200	New	+$27.9K	0.01%	553
2019 Q3	–	Sell	-1,250	Closed	-$170K	–	909
2019 Q2	$170K	Buy	+1,250	New	+$165K	0.05%	181

Other funds holding CAT

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Aberdeen Group Edinburgh, United Kingdom $71.2B AUM 41.74% 1-Year Est. Return

New York State Common Retirement Fund Albany, New York $79.3B AUM 43.63% 1-Year Est. Return

ECSS

Eurizon Capital SGR SpA Milan $37.3B AUM

New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return

Pictet Asset Management Carouge, Switzerland $105B AUM 38.07% 1-Year Est. Return

Markel Group Glen Allen, Virginia $13.1B AUM 15.62% 1-Year Est. Return

Asset Management One Tokyo, Japan $39B AUM 37.51% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.5B AUM 37.68% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

FNY Investment Advisers's CAT Position: Q2 2026 in Review

FNY Investment Advisers opened a new position in Caterpillar (CAT) in Q2 2026: 750 shares worth $798K. The stake represents 0.29% of the portfolio and ranks #110 among its holdings. This is a return to the name: FNY Investment Advisers previously reported a position in CAT as recently as Q3 2025.

FNY Investment Advisers first reported a position in CAT in Q2 2019 and has held it in 6 quarters since. The position peaked at $1.37M in Q3 2024. 1,996 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

FNY Investment Advisers held 750 shares of Caterpillar worth $798K as of Q2 2026.
Caterpillar was a new FNY Investment Advisers position in Q2 2026.
Caterpillar made up 0.29% of FNY Investment Advisers's portfolio in Q2 2026, its #110 holding.
FNY Investment Advisers first reported a position in Caterpillar in Q2 2019 and has held it in 6 quarters since.
FNY Investment Advisers's Caterpillar position peaked at $1.37M in Q3 2024.
1,996 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on FNY Investment Advisers's 13F filing for Q2 2026, filed 8 Jul 2026.