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FNY Investment Advisers’s Caterpillar CAT Stock Holding History

FNY Investment Advisers’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q2 		– Sell
-20
Closed -$2K – 435
2020
Q1 		$2K Buy
+20
New +$2.56K ﹤0.01% 369
2018
Q4 		– Sell
-30
Closed -$4K – 719
2018
Q3 		$4K Sell
30
-74
-71% -$10.5K ﹤0.01% 637
2018
Q2 		$13K Buy
+104
New +$15.5K 0.01% 403

Other funds holding CAT

Fisher Asset Management
Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return
Citigroup
Citigroup New York $303B AUM 53.02% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
Fifth Third Bancorp
Fifth Third Bancorp Cincinnati, Ohio $61.7B AUM 33.76% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return
Aberdeen Group
Aberdeen Group Edinburgh, United Kingdom $71.2B AUM 41.74% 1-Year Est. Return
New York State Common Retirement Fund
New York State Common Retirement Fund Albany, New York $79.3B AUM 43.63% 1-Year Est. Return

FNY Investment Advisers's CAT Position: Q2 2026 in Review

FNY Investment Advisers opened a new position in Caterpillar (CAT) in Q2 2026: 750 shares worth $798K. The stake represents 0.29% of the portfolio and ranks #110 among its holdings. This is a return to the name: FNY Investment Advisers previously reported a position in CAT as recently as Q3 2025.

FNY Investment Advisers first reported a position in CAT in Q2 2019 and has held it in 6 quarters since. The position peaked at $1.37M in Q3 2024. 2,543 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

  • FNY Investment Advisers held 750 shares of Caterpillar worth $798K as of Q2 2026.
  • Caterpillar was a new FNY Investment Advisers position in Q2 2026.
  • Caterpillar made up 0.29% of FNY Investment Advisers's portfolio in Q2 2026, its #110 holding.
  • FNY Investment Advisers first reported a position in Caterpillar in Q2 2019 and has held it in 6 quarters since.
  • FNY Investment Advisers's Caterpillar position peaked at $1.37M in Q3 2024.
  • 2,543 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on FNY Investment Advisers's 13F filing for Q2 2026, filed 8 Jul 2026.