Essex Investment Management’s Caterpillar CAT Stock Holding History

Essex Investment Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-4,655	Closed	-$1.27M	–	335
2023 Q3	$1.27M	Sell	4,655 -854	-16%	-$232K	0.21%	158
2023 Q2	$1.36M	Sell	5,509 -9,421	-63%	-$2.1M	0.19%	167
2023 Q1	$3.42M	Sell	14,930 -1,877	-11%	-$454K	0.5%	60
2022 Q4	$4.03M	Sell	16,807 -3,348	-17%	-$729K	0.63%	43
2022 Q3	$3.31M	Sell	20,155 -4,892	-20%	-$894K	0.53%	55
2022 Q2	$4.48M	Sell	25,047 -1,792	-7%	-$378K	0.72%	38
2022 Q1	$5.98M	Sell	26,839 -3,004	-10%	-$630K	0.75%	35
2021 Q4	$6.17M	Buy	29,843 +4,013	+16%	+$808K	0.71%	35
2021 Q3	$4.96M	Buy	25,830 +90	+0.3%	+$18.7K	0.61%	39
2021 Q2	$5.6M	Sell	25,740 -1,686	-6%	-$389K	0.65%	40
2021 Q1	$6.36M	Sell	27,426 -1,282	-4%	-$265K	0.78%	25
2020 Q4	$5.22M	Sell	28,708 -3,533	-11%	-$599K	0.65%	32
2020 Q3	$4.81M	Buy	32,241 +8,725	+37%	+$1.23M	0.69%	22
2020 Q2	$2.98M	Buy	+23,516	New	+$2.79M	0.49%	57
2020 Q1	–	Sell	-191	Closed	-$28K	–	397
2019 Q4	$28K	Hold	191	–	–	﹤0.01%	423
2019 Q3	$24K	Hold	191	–	–	﹤0.01%	419
2019 Q2	$26K	Hold	191	–	–	﹤0.01%	423
2019 Q1	$26K	Sell	191 -240	-56%	-$31.9K	﹤0.01%	420
2018 Q4	$55K	Buy	+431	New	+$56.1K	0.01%	394

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Essex Investment Management's CAT Position: Q4 2023 in Review

Essex Investment Management sold out of Caterpillar (CAT) in Q4 2023, closing a stake of 4,655 shares — an estimated $1.27M sold.

Essex Investment Management first reported a position in CAT in Q4 2018 and held it in 19 quarters. The position peaked at $6.36M in Q1 2021. 2,579 funds tracked by Wall St. Rank hold CAT as of Q4 2023.

Essex Investment Management reported no remaining Caterpillar position as of Q4 2023 after selling out during the quarter.
Essex Investment Management sold 4,655 Caterpillar shares in Q4 2023, an estimated $1.27M.
Essex Investment Management first reported a position in Caterpillar in Q4 2018 and held it in 19 quarters.
Essex Investment Management's Caterpillar position peaked at $6.36M in Q1 2021.
2,579 funds tracked by Wall St. Rank held Caterpillar as of Q4 2023.

Based on Essex Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.